William R. Hoskyns
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Roy Hoskyns, who also goes by Bill Hoskyns, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1973. William had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 1, Series 53, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 2002 - July 31, 2017
SECURITIES AMERICA, INC.
December 11, 2001 - August 5, 2002
R.M. STARK & CO., INC.
August 20, 1987 - December 11, 2001
PENTAD SECURITIES, INC.
January 31, 1980 - August 25, 1987
UBS FINANCIAL SERVICES INC.
September 5, 1979 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
January 15, 1973 - September 19, 1979
AMERICAN EXPRESS FINANCIAL CORPORATION
January 15, 1973 - September 19, 1979
AMERIPRISE FINANCIAL SERVICES, LLC
January 15, 1973 - September 19, 1979
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/5/1973
Registered Representative ExaminationSeries 8
Date: 1/6/1987
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SECURITIES AMERICA, INC.
CRD#: 10205 / SEC#: , 8-26602
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SECURITIES AMERICA FINANCIAL CORP. | SHAREHOLDER | |
| CHAFFEE, HAROLD GERARD | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2905661 |
| CORNICK, GREGORY ALLEN | DIRECTOR | 3132991 |
| FORD, ERINN JUNE | INTERIM PRESIDENT, DIRECTOR AND CEO | 2176816 |
| GERB, JASON HARRIS | SVP, CHIEF REGULATORY OFFICER | 3021815 |
| HULETT, KIRK JESSE | EXECUTIVE VICE PRESIDENT, STRATEGY & PRACTICE MANAGEMENT, DIRECTOR | 2528380 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EXECUTIVE VICE PRESIDENT, DIRECTOR | 2627931 |
| SCHMIDT, DAVID MARTIN | TREASURER, FINANCIAL AND OPERATIONS PRINCIPAL | 5675524 |
Disclosures
| Regulatory Event | 58 |
| Arbitration | 27 |
| Bond | 5 |
Red Flags
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