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FIRM PROFILE
Overview
GENERAL SECURITIES CORP is located at null, null, null null and was first established at Kansas City, Missouri in 04/03/1984. After operating for 42 years, GENERAL SECURITIES CORP has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of GENERAL SECURITIES CORP’s clients are individuals and 0% of their clients are high net worth individuals. GENERAL SECURITIES CORP has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at GENERAL SECURITIES CORP are registered to handle securities or provide financial advice. The firm has 12 disclosures, 9 being regulatory events, 0 being client events, and 3 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access GENERAL SECURITIES CORP‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at GENERAL SECURITIES CORP. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for GENERAL SECURITIES CORP Comes From
Understanding the Statistics for GENERAL SECURITIES CORP and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
Small
Missouri since 04/03/1984
Corporation
July
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| SAVING STREET CHILDREN INC | PRIVATE NON-PROFIT FOUNDATION | ||
| MILLER, DAVID SCHUMWAY | PRESIDENT/CCO | 334607 |
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Advisor's working at GENERAL SECURITIES CORP
David Schumway Miller
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