David S. Miller
Professional summary
David Schumway Miller, who also goes by David S Miller, is a registered financial professional currently at GENERAL SECURITIES CORP located in N Kansas City, Missouri and CHELSEA FINANCIAL SERVICES located in Staten Island, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 1973. David has worked at 5 firms and has passed the Series 63, Series 99TO, Series 52TO, Series 22TO, SIE, Series 3, Series 7, Series 1, Series 14, Series 39, Series 27, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Schumway Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 1984 - Present
GENERAL SECURITIES CORP
Office #1: 2007 Fayette St, N Kansas City, MO 64116Office #3: 2007 Fayette, North Kansas City, MO 64116September 16, 2025 - Present
CHELSEA FINANCIAL SERVICES
Office #1: 242 Main Street, Staten Island, NY 10307October 11, 1982 - June 14, 1984
ACUMENT SECURITIES, INC.
July 24, 1978 - October 5, 1982
WZW FINANCIAL SERVICES, INC.
September 4, 1973 - August 15, 1975
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/1/2025)
(9/22/2025)
(9/30/2025)
(9/26/2025)
(9/29/2025)
(10/2/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 1
Date: 8/25/1973
Registered Representative ExaminationFINRA
Current Firm
CHELSEA FINANCIAL SERVICES
CRD#: 47770 / SEC#: , 8-51916
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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