Joseph C. Vigliarolo

ALDERMAN & COMPANY CAPITAL

DANBURY, CT

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CRD#: 4880434

Professional summary

Joseph Charles Vigliarolo is a registered financial professional currently at ALDERMAN & COMPANY CAPITAL, LLC located in Danbury, Connecticut and BCW SECURITIES LLC located in Westport, Connecticut.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 2004. Joseph has worked at 19 firms and has passed the Series 65, Series 63, Series 99TO, Series 57TO, SIE, Series 87, Series 55, Series 7, Series 14, Series 27, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Charles Vigliarolo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 8, 2020 - Present

ALDERMAN & COMPANY CAPITAL, LLC

Office #2: 35 Warrington Round, Danbury, CT 06810

CRD#: 136492

DANBURY, CT

Current

April 14, 2020 - Present

BCW SECURITIES LLC

Office #1: 55 Post Road West, Suite 200, Westport, CT 06880Office #2: 55 Post Road West, Suite 200, Westport, CT 06880

CRD#: 144930

Westport, CT

Current

May 6, 2020 - Present

INVESTX MARKETS LLC

Office #1: 1055 West Hastings Street Suite 1420, Vancouver, Bc, V6E 2E9

CRD#: 148248

Vancouver, BC,

Current

December 1, 2021 - Present

DIGITAL OFFERING LLC

Office #1: 1461 Glenneyre Street Suite D, Laguna Beach, CA 92651

CRD#: 166401

Laguna Beach, CA

Current

December 20, 2021 - Present

PANMURE LIBERUM INC

Office #1: 575 Fifth Avenue 20th Floor, New York, NY 10017

CRD#: 148135

New York, NY

Current

November 9, 2023 - Present

PLANNER SECURITIES LLC

CRD#: 36866

Stuart, FL

Current

November 13, 2023 - Present

MHL INVESTMENTS

Office #1: Everspire Plaza 6900 S. 900 E., Suite 200, Midvale, UT 84047Office #2: Everspire Plaza 6900 S. 900 E., Suite 200, Midvale, UT 84047

CRD#: 2535

Midvale, UT

Current

January 24, 2025 - Present

USMART (USA)

CRD#: 329365

Stuart, FL

Past

October 6, 2021 - August 8, 2022

DECHEQUE SECURITIES LLC

CRD#: 311020

SALT LAKE CITY, UT

Past

September 9, 2020 - September 30, 2021

RONDOUT PARTNERS, LLC

CRD#: 298367

HIGH FALLS, NY

Past

July 10, 2020 - March 1, 2023

MHL INVESTMENTS

CRD#: 2535

MIDVALE, UT

Past

April 13, 2020 - February 7, 2022

WAYPOINT DIRECT INVESTMENTS, LLC

CRD#: 132475

STAMFORD, CT

Past

January 2, 2020 - May 1, 2024

CROWDVEST SECURITIES LLC

CRD#: 288827

Santa Monica, CA

Past

November 10, 2017 - November 16, 2020

BMA ADVISORS, LLC

RIA

CRD#: 124299

LA QUINTA, CA

Past

January 8, 2016 - December 17, 2019

BMA SECURITIES, LLC

CRD#: 108219

EL SEGUNDO, CA

Past

June 24, 2013 - November 23, 2015

MINUTEMAN ADVISOR, INC.

RIA

CRD#: 166878

PALM BEACH GARDENS, FL

Past

December 5, 2012 - June 19, 2013

BMA ADVISORS, LLC

RIA

CRD#: 124299

LA QUINTA, CA

Past

November 23, 2010 - August 5, 2016

BOUSTEAD SECURITIES, LLC

CRD#: 141391

EL SEGUNDO, CA

Past

July 19, 2010 - December 9, 2010

TODD AND COMPANY, INC.

CRD#: 5651

GARDEN CITY, NY

Past

June 4, 2009 - August 3, 2010

WORLD TRADE FINANCIAL CORPORATION

CRD#: 42638

EL SEGUNO, CA

Past

December 2, 2008 - June 12, 2009

STRASBOURGER PEARSON TULCIN WOLFF INCORPORATED

CRD#: 5133

CULVER CITY, CA

Past

December 10, 2004 - December 23, 2008

BMA SECURITIES, LLC

CRD#: 108219

ROLLING HILLS ESTATES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(4/24/2025)

Alaska
(3/17/2025)

Arizona
(6/10/2025)

California
(11/9/2023)

Colorado
(3/27/2025)

Connecticut
(4/23/2025)

Delaware
(4/14/2025)

Florida
(4/2/2024)

Georgia
(4/16/2025)

Hawaii
(5/7/2025)

Idaho
(3/7/2025)

Iowa
(3/7/2025)

Kentucky
(3/26/2025)

Louisiana
(3/13/2025)

Minnesota
(8/12/2025)

Mississippi
(4/1/2025)

New Jersey
(8/20/2025)

New York
(3/4/2025)

North Carolina
(4/1/2025)

Oklahoma
(3/10/2025)

Pennsylvania
(6/23/2025)

Rhode Island
(3/10/2025)

Utah
(3/7/2025)

Washington
(3/7/2025)

Exams

State Security Law Exam

IAR

Series 65

Date: 12/10/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/3/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 9/22/2016

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 55

Date: 10/17/2006

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 12/9/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 27

Date: 12/6/2007

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 4

Date: 8/9/2007

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 4/7/2005

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

USMART (USA)

USMART (USA) | USMART CAPITAL, LLC

CRD#: 329365 / SEC#: , 8-71200

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

477 Madison Avenue 6th Fl Suite 631-635c, New York, NY, 10022

Mailing Address

477 Madison Avenue 6th Fl Suite 631-635c, New York, NY, 10022

Phone number

(646) 673-8611

Established

New York since 11/10/2023

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (23 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
USMART INLET INVESTMENT LTD	OWNER
LU, YI	COO	5837061
SLONE, JONATHAN	CEO	2150608
VIGLIAROLO, JOSEPH CHARLES	CCO, INVESTMENT BANKING PRINCIPAL	4880434
ZAK, STEPHEN PETER	FINOP	2423424

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph C. Vigliarolo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Charles Vigliarolo's CRS (Customer Relationship Summary).

Certified licenses

Experience

BCW SECURITIES LLC

INVESTX MARKETS LLC

DIGITAL OFFERING LLC

PANMURE LIBERUM INC

PLANNER SECURITIES LLC

MHL INVESTMENTS

USMART (USA)

DECHEQUE SECURITIES LLC

RONDOUT PARTNERS, LLC

MHL INVESTMENTS

WAYPOINT DIRECT INVESTMENTS, LLC

CROWDVEST SECURITIES LLC

BMA ADVISORS, LLC

BMA SECURITIES, LLC

MINUTEMAN ADVISOR, INC.

BMA ADVISORS, LLC

BOUSTEAD SECURITIES, LLC

TODD AND COMPANY, INC.

WORLD TRADE FINANCIAL CORPORATION

STRASBOURGER PEARSON TULCIN WOLFF INCORPORATED

BMA SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/10/2010

Series 63

Date: 2/3/2005

Series 99TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 87

Date: 9/22/2016

Series 55

Date: 10/17/2006

Series 7

Date: 12/9/2004

Series 14

Date: 1/2/2023

Series 27

Date: 12/6/2007

Series 4

Date: 8/9/2007

Series 24

Date: 4/7/2005

FINRA

Nasdaq Stock Market

Current Firm

USMART (USA)

Contact information

FINRA licenses (23 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

USMART (USA)

TRUST BUT VERIFY

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