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FIRM PROFILE
Overview
EAST WIND SECURITIES, LLC is located at 810 Seventh Avenue 35th Floor, New York, NY 10019 and was first established at New York, New York in 04/08/2008. After operating for 17 years, EAST WIND SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of EAST WIND SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. EAST WIND SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at EAST WIND SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access EAST WIND SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at EAST WIND SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
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Understanding the Statistics for EAST WIND SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
810 Seventh Avenue 35th Floor, New York, NY 10019
810 Seventh Avenue 35th Floor, New York, NY 10019
Small
(646) 202-1500
New York since 04/08/2008
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
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Advisor's working at EAST WIND SECURITIES, LLC
Richard Rene Duron
Ilan Kaufthal
Michael David Monte
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