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FIRM PROFILE
Overview
ARCOLA SECURITIES, INC. is located at 1211 Avenue Of The Americas, 41st Floor, New York, NY 10036 and was first established at New York, Maryland in 07/03/2008. After operating for 17 years, ARCOLA SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ARCOLA SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. ARCOLA SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ARCOLA SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ARCOLA SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ARCOLA SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for ARCOLA SECURITIES, INC. Comes From
Understanding the Statistics for ARCOLA SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
1211 Avenue Of The Americas 41st Floor, New York, NY, 10036
1211 Avenue Of The Americas 41st Floor, New York, NY, 10036
Small
(646) 829-0141
Maryland since 07/03/2008
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| ANNALY TRS, INC. | SHAREHOLDER | ||
| GRIFFIN, JOHANNA | DIRECTOR | 2008809 | |
| HERNANDEZ, MIKE | CFO/FINOP, TREASURER | 3042594 | |
| HUNT, JON THOMAS | DIRECTOR, PRESIDENT | 2929809 | |
| KOUKOURAS, PANAGIOTI | DIRECTOR | 4694542 | |
| MCKIM, JASON DAVID | GENERAL COUNSEL, SECRETARY | 6333143 | |
| TRUZZI, ROCHELLE ANN | CHIEF COMPLIANCE OFFICER, AMLCO | 2754706 |
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Advisor's working at ARCOLA SECURITIES, INC.
Johanna Griffin
Robert Peter Atanasio
Christopher P Mangan
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