Jon T. Hunt
Professional summary
Jon Thomas Hunt is a registered financial professional currently at ARCOLA SECURITIES, INC. located in New York, New York.
Jon is registered as a RR (Registered Representative) and started their career in finance in 1998. Jon has worked at 7 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jon Thomas Hunt's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 30, 2009 - Present
ARCOLA SECURITIES, INC.
Office #1: 1211 Avenue Of The Americas 41st Floor, New York, NY, 10036Office #2: 1211 Avenue Of The Americas 41st Floor, New York, NY 10036June 12, 2006 - December 24, 2008
ABN AMRO INCORPORATED
June 8, 2004 - May 5, 2006
WELLS FARGO CLEARING SERVICES, LLC
September 20, 2001 - March 27, 2003
BANC OF AMERICA SECURITIES LLC
December 20, 1999 - September 5, 2001
WELLS FARGO CLEARING SERVICES, LLC
January 8, 1999 - July 30, 1999
COWEN AND COMPANY
May 15, 1998 - December 2, 1998
COMMERZ MARKETS LLC
February 19, 1998 - June 2, 1998
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/30/2009)
(2/27/2009)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ARCOLA SECURITIES, INC.
CRD#: 147952 / SEC#: , 8-67940
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ANNALY TRS, INC. | SHAREHOLDER | |
| GRIFFIN, JOHANNA | DIRECTOR | 2008809 |
| HERNANDEZ, MIKE | CFO/FINOP, TREASURER | 3042594 |
| HUNT, JON THOMAS | DIRECTOR, PRESIDENT | 2929809 |
| KOUKOURAS, PANAGIOTI | DIRECTOR | 4694542 |
| MCKIM, JASON DAVID | GENERAL COUNSEL, SECRETARY | 6333143 |
| TRUZZI, ROCHELLE ANN | CHIEF COMPLIANCE OFFICER, AMLCO | 2754706 |
Red Flags
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