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FIRM PROFILE
Overview
XML SECURITIES is located at 6901 Rockledge Drive Suite 120 East, Falls Church, VA 22043 and was first established at Philadelphia, Delaware in 09/26/2007. After operating for 18 years, XML SECURITIES has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of XML SECURITIES’s clients are individuals and 0% of their clients are high net worth individuals. XML SECURITIES has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at XML SECURITIES are registered to handle securities or provide financial advice. The firm has 7 disclosures, 6 being regulatory events, 0 being client events, and 1 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access XML SECURITIES‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at XML SECURITIES. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for XML SECURITIES Comes From
Understanding the Statistics for XML SECURITIES and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
6901 Rockledge Drive Suite 120 East, Falls Church, VA 22043
6901 Rockledge Drive Suite 730, Bethesda, MD 20817
Small
(703) 827-2300
Delaware since 09/26/2007
Limited Liability Company
December
FIRM DOCUMENTS
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DIRECT OWNERS & EXECUTIVE OFFICERS
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
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Advisor's working at XML SECURITIES
David B Margulies
Mark Dale Samson
Robert David Kantor
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