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FIRM PROFILE
Overview
ALLIANCEBERNSTEIN INVESTMENTS, INC. is located at 501 Commerce Street, Nashville, TN 37203 and was first established at New Orleans, Delaware in 11/15/1983. After operating for 42 years, ALLIANCEBERNSTEIN INVESTMENTS, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ALLIANCEBERNSTEIN INVESTMENTS, INC.’s clients are individuals and 0% of their clients are high net worth individuals. ALLIANCEBERNSTEIN INVESTMENTS, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ALLIANCEBERNSTEIN INVESTMENTS, INC. are registered to handle securities or provide financial advice. The firm has 5 disclosures, 5 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ALLIANCEBERNSTEIN INVESTMENTS, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ALLIANCEBERNSTEIN INVESTMENTS, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for ALLIANCEBERNSTEIN INVESTMENTS, INC. Comes From
Understanding the Statistics for ALLIANCEBERNSTEIN INVESTMENTS, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
501 Commerce Street, Nashville, TN 37203
501 Commerce Street, Nashville, TN 37203
Medium
(800) 251-0539
Delaware since 11/15/1983
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| ALLIANCEBERNSTEIN CORPORATION OF DELAWARE ("ABCD") | PARENT OF REGISTRANT | ||
| ARCHARD, NOEL CHRISTIAN | HEAD OF ETF AND PORTFOLIO SOLUTIONS | 2563745 | |
| GESSNER, MARK ANDREW | CHIEF EXECUTIVE OFFICER | 2447287 | |
| KRUEGER, GARY MICHAEL | DIRECTOR, CHIEF FINANCIAL OFFICER | 2840211 | |
| MANLEY, MARK RANDALL | DIRECTOR AND CORPORATE SECRETARY | 1294370 | |
| WRIGHT, DANIEL EUGENE | CHIEF COMPLIANCE OFFICER | 2204732 |
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Advisor's working at ALLIANCEBERNSTEIN INVESTMENTS, INC.
Brendan Reynolds Murray
Josi Lynn Mcconnell
Darren L Luckfield
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