Daniel E. Wright
Professional summary
Daniel Eugene Wright is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in Nashville, Tennessee and ALLIANCEBERNSTEIN INVESTMENTS, INC. located in Nashville, Tennessee.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Daniel has worked at 22 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, Series 57TO, SIE, Series 55, Series 7, Series 14, Series 10, Series 9, Series 27, Series 8, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Eugene Wright's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 20, 2023 - Present
ALLIANCEBERNSTEIN L.P.
Office #1: 501 Commerce Street, Nashville, TN 37203June 15, 2023 - Present
ALLIANCEBERNSTEIN INVESTMENTS, INC.
Office #1: 501 Commerce Street, Nashville, TN 37203June 20, 2023 - Present
SANFORD C. BERNSTEIN & CO., LLC
Office #1: 501 Commerce Street 24th Floor, Nashville, TN 37203December 9, 2021 - May 30, 2023
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
September 23, 2020 - May 30, 2023
CAMBRIDGE INVESTMENT RESEARCH, INC.
June 28, 2018 - October 2, 2020
TUDOR, PICKERING, HOLT & CO. SECURITIES, LLC
June 28, 2018 - October 2, 2020
TUDOR PICKERING HOLT & CO ADVISORS LP
June 28, 2018 - October 2, 2020
PERELLA WEINBERG PARTNERS LP
December 1, 2017 - June 4, 2018
NATIONAL PLANNING CORPORATION
December 1, 2017 - June 4, 2018
NATIONAL PLANNING CORPORATION
July 15, 2016 - December 1, 2017
NATIONAL PLANNING CORPORATION
July 15, 2016 - December 1, 2017
NATIONAL PLANNING CORPORATION
July 15, 2016 - June 4, 2018
SII INVESTMENTS, INC.
July 15, 2016 - June 4, 2018
INVESTMENT CENTERS OF AMERICA, INC.
July 15, 2016 - June 4, 2018
INVEST FINANCIAL CORPORATION
December 5, 2014 - September 13, 2017
CURIAN CLEARING, LLC
March 28, 2006 - October 19, 2016
CURIAN CAPITAL, LLC
June 2, 2005 - May 31, 2018
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
August 29, 2003 - March 29, 2006
AVANTAX ADVISORY SERVICES
November 29, 2000 - June 14, 2005
AVANTAX INVESTMENT SERVICES, INC.
April 13, 1999 - March 20, 2000
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
March 24, 1998 - April 9, 1999
MOORS & CABOT, INC.
September 9, 1997 - March 27, 1998
NATIONAL FINANCIAL SERVICES LLC
July 10, 1996 - September 9, 1997
FIDELITY BROKERAGE SERVICES LLC
July 2, 1996 - July 10, 1996
FIDELITY DISTRIBUTORS COMPANY LLC
May 7, 1993 - June 27, 1996
AVANTAX INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/15/2023)
(6/20/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/1/2002
Limited Representative-Equity Trader ExamSeries 8
Date: 9/6/1996
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,593 |
| AUM (Assets Under Management) | $ 709,162,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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