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Find, Compare and Monitor Financial Advisors at THE M & A GROUP LLC

CRD#: 144909
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

THE M & A GROUP LLC is located at 8133 Shadow Pine Way, Sarasota, FL 34238 and was first established at Florida, Minnesota in 10/18/2006. After operating for 19 years, THE M & A GROUP LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of THE M & A GROUP LLC’s clients are individuals and 0% of their clients are high net worth individuals. THE M & A GROUP LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at THE M & A GROUP LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access THE M & A GROUP LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at THE M & A GROUP LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for THE M & A GROUP LLC Comes From

Understanding the Statistics for THE M & A GROUP LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
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HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
8133 Shadow Pine Way, Sarasota, FL 34238
Mailing Address
8133 Shadow Pine Way, Sarasota, FL 34238
Firm Size
Small
Phone Number
(941) 960-2374
Established
Minnesota since 10/18/2006
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
SORENSEN, IVAR W.EXECUTIVE REP/CEO/CCO/AMLCO/FINOP5679179

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Advisor's working at THE M & A GROUP LLC

RV

Richard James Vitale

Richard J Vitale, Rick J Vitale
RR
CRD#: 4752484
Location:
Sarasota, FL 34238
Company:
THE M & A GROUP LLC
Disclosures:
Experience:
10 years
View Profile
JS

James David Spielman JR.

James David Spielman
RR
CRD#: 4815993
Location:
Minneapolis, MN 55402
Company:
THE M & A GROUP LLC
Disclosures:
Experience:
16 years
View Profile
MB

Matthew Sullivan Burd

RR
CRD#: 7419964
Location:
Minneapolis, MN 55402
Company:
THE M & A GROUP LLC
Disclosures:
Experience:
4 years
View Profile
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