IS
Ivar W. Sorensen
THE M & A GROUP LLC
Minneapolis, MN 55402
Some features on this profile are disabled
CRD#: 5679179
IS
Professional summary
Ivar W. Sorensen is a registered financial professional currently at THE M & A GROUP LLC located in Minneapolis, Minnesota.
Ivar is registered as a RR (Registered Representative) and started their career in finance in 2009. Ivar has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 7, Series 14, Series 28 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Ivar W. Sorensen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 15, 2010 - Present
THE M & A GROUP LLC
Office #1: 900 Ids Center 80 South 8th Street, Minneapolis, MN 55402BD
CRD#: 144909
Minneapolis, MN
Past
July 22, 2009 - March 22, 2010
ALLISON-WILLIAMS COMPANY
BD
CRD#: 29
ROSEVILLE, MN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/22/2018)
RR
Alaska(6/27/2018)
RR
Arizona(2/16/2017)
RR
Arkansas(7/11/2018)
RR
California(3/21/2017)
RR
Colorado(12/14/2016)
RR
Connecticut(4/3/2018)
RR
Delaware(6/8/2018)
RR
District of Columbia(8/2/2018)
RR
Florida(7/8/2015)
RR
Georgia(7/19/2018)
RR
Hawaii(3/8/2019)
RR
Idaho(6/22/2018)
RR
Illinois(3/31/2016)
RR
Indiana(8/22/2018)
RR
Iowa(6/25/2018)
RR
Kansas(8/7/2018)
RR
Kentucky(5/31/2018)
RR
Louisiana(7/2/2018)
RR
Maine(8/10/2018)
RR
Maryland(8/1/2018)
RR
Massachusetts(6/5/2018)
RR
Michigan(8/1/2018)
RR
Minnesota(11/15/2010)
RR
Mississippi(6/25/2018)
RR
Missouri(1/30/2018)
RR
Montana(7/2/2018)
RR
Nebraska(7/13/2018)
RR
Nevada(5/31/2018)
RR
New Hampshire(5/14/2018)
RR
New Jersey(8/20/2018)
RR
New Mexico(8/10/2018)
RR
New York(11/28/2016)
RR
North Carolina(6/1/2018)
RR
North Dakota(9/26/2014)
RR
Ohio(7/30/2018)
RR
Oklahoma(6/29/2018)
RR
Oregon(6/18/2018)
RR
Pennsylvania(3/27/2018)
RR
Rhode Island(3/29/2018)
RR
South Carolina(6/14/2018)
RR
South Dakota(11/22/2016)
RR
Texas(8/4/2015)
RR
Utah(11/18/2016)
RR
Vermont(3/26/2018)
RR
Virginia(6/18/2018)
RR
Washington(6/6/2018)
RR
West Virginia(7/12/2018)
RR
Wisconsin(7/30/2018)
RR
Wyoming(7/17/2018)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 28
Date: 4/25/2011
Introducing Broker/Dealer Financial Operations Principal ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TM
THE M & A GROUP LLC
LAKEPOINTE CAPITAL ADVISORS LLC | THE M & A GROUP LLC | THE M & A GROUP - SORENSEN FREELAND PARTNERS, LLC
CRD#: 144909 / SEC#: , 8-67684
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
8133 Shadow Pine Way, Sarasota, FL 34238
Mailing Address
8133 Shadow Pine Way, Sarasota, FL 34238
Phone number
(941) 960-2374
Established
Minnesota since 10/18/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SORENSEN, IVAR W. | EXECUTIVE REP/CEO/CCO/AMLCO/FINOP | 5679179 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
