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FIRM PROFILE
Overview
DCM BROKERS, LLC is located at 566 W. Adams, Suite 300, Chicago, IL 60661 and was first established at Chicago, Illinois in 01/08/2007. After operating for 19 years, DCM BROKERS, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of DCM BROKERS, LLC’s clients are individuals and 0% of their clients are high net worth individuals. DCM BROKERS, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at DCM BROKERS, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access DCM BROKERS, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at DCM BROKERS, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for DCM BROKERS, LLC Comes From
Understanding the Statistics for DCM BROKERS, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
566 W. Adams, Suite 300, Chicago, IL 60661
555 W. Jackson Suite 600, Chicago, IL 60661
Small
(312) 756-4450
Illinois since 01/08/2007
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
How Do I Determine Which Firm to Work With?
Advisor's working at DCM BROKERS, LLC
Richard Gonzales
Maureen Anne Orourke
Mark T Tomezak MR.
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