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MO

Maureen A. Orourke

DCM BROKERS
Chicago, IL 60661
Some features on this profile are disabled
CRD#: 2219725
MO

Professional summary

Maureen Anne Orourke is a registered financial professional currently at DCM BROKERS, LLC located in Chicago, Illinois.

Maureen is registered as a RR (Registered Representative) and started their career in finance in 2007. Maureen has worked at 1 firm and has passed the SIE, Series 99TO, Series 27 and Series 28 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Maureen Anne Orourke's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 17, 2007 - Present

DCM BROKERS, LLC

Office #1: 566 W. Adams, Suite 300, Chicago, IL 60661
BD
CRD#: 144158
Chicago, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
Principal/Supervisory Exam
RR
Series 27
Date: 11/17/2007
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 28
Date: 7/18/2007
Introducing Broker/Dealer Financial Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

DB
DCM BROKERS, LLC
DCM BROKERS, LLC

CRD#: 144158 / SEC#: , 8-67640

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
566 W. Adams, Suite 300, Chicago, IL 60661
Mailing Address
555 W. Jackson Suite 600, Chicago, IL 60661
Phone number
(312) 756-4450
Established
Illinois since 01/08/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
DEARBORN CAPITAL MANAGEMENT, LLCSOLE MEMBER
KAVANAGH, DAVID MICHAELPRESIDENT715753
OROURKE, MAUREEN ANNECFO AND FINOP2219725
PERKAUS, LAUREN KAVANAGHCCO, AMLCO

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DCM BROKERS, LLC

CRD#: 144158Chicago, IL 60661

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