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FIRM PROFILE
Overview
TWD SECURITIES, LLC is located at 1903 Cardinal Way, Petaluma, CA 94954 and was first established at San Francisco, California in 06/27/2006. After operating for 19 years, TWD SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of TWD SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. TWD SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at TWD SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access TWD SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at TWD SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for TWD SECURITIES, LLC Comes From
Understanding the Statistics for TWD SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
1903 Cardinal Way, Petaluma, CA 94954
1903 Cardinal Way, Petaluma, CA 94954
Small
(707) 321-3725
California since 06/27/2006
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| HEFFERNAN INSURANCE BROKERS | CLASS B NON VOTING MEMBER | ||
| OWEN GROUP ENTERPRISES, LLC | CLASS A VOTING MEMBER | ||
| ASSURED PARTNERS GREAT PLAINS, LLC | CLASS C NON VOTING MEMBER | ||
| COLLINS, ELIZABETH SARAH | FINOP | 4714831 | |
| CONNOR & GALLAGHER BENEFIT SERVICES, INC. | CLASS C NON VOTING MEMBER | ||
| GOULD, COSMO CHARLES | MANAGER, CHIEF COMPLIANCE OFFICER | 5033874 | |
| HB RETIREMENT PLANS, LLC | CLASS C NON VOTING MEMBER | ||
| HILB GROUP RETIREMENT SERVICES, LLC | CLASS C NON VOTING MEMBER | ||
| HOLDEN MANAGEMENT SERVICES, INC. | CLASS C NON VOTING MEMBER | ||
| KELLY INVESTMENT SERVICES, LLC | CLASS C NON VOTING MEMBER | ||
| MY 360 WEALTH MANAGEMENT GROUP, INC. | CLASS C NON VOTING MEMBER | ||
| RETIREMENT PLAN ANALYTICS, LLC | CLASS C NON VOTING MEMBER | ||
| THE JAMES B. OSWALD COMPANY | CLASS C NON VOTING MEMBER | ||
| WOODRUFF-SAWYER & CO. | CLASS C NON VOTING MEMBER |
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Advisor's working at TWD SECURITIES, LLC
Cosmo Charles Gould
Elizabeth Sarah Collins
James Michael Owen II
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