Cosmo Charles Gould | Financial Professional | San Rafael, California | GLOBAL RETIREMENT PARTNERS LLC

Professional summary

Cosmo Charles Gould is a registered financial advisor currently at GLOBAL RETIREMENT PARTNERS LLC located in San Rafael, California and RPA FINANCIAL, LLC located in San Rafael, California.

Cosmo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Cosmo has worked at 9 firms and has passed the Series 63, Series 66, Series 99TO, SIE, Series 7, Series 14, Series 24, Series 23, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 09/08/2014: GRP FINANCIAL - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 08/06/2014 (2) 09/18/2014: GLOBAL RETIREMENT PARTNERS - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR: GLOBAL RETIREMENT PARTNERS - START 08/06/2014 - 100% OF TIME SPENT - INVESTMENT ADVISER REPRESENTATIVE (3) 05/04/2015: GLOBAL RETIREMENT PARTNERS - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR HYBRID: (HYBRID) GLOBAL RETIREMENT PARTNERS - START 11/01/2014 - 120 HR/MO ALL DURING SECS TRDG HRS - INVESTMENT ADVISER REPRESENTATIVE. (4) 9/20/2018 - RPA Financial, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 03/09/2018 - 15 Hours Per Month During Securities Trading - I provide financial planning and consulting services through RPA Financial, LLC, an independent investment advisor firm. I started this business activity in 8/2018. I expect to spend approximately 15 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. (5) 08/28/2019 - HUB International - Investment related - At reported business location(s) - Outside/W-2 Employment - start date:09/15/2019 - 40 hrs/mo - 40 hrs during trading - HUB is purchasing our RIA. (6) 4/15/2021 - HUB International - DBA: HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2021 - 160 Hours Per Month/160 Hours During Securities Trading. (7) 5/7/2021 - Global Retirement Partners, LLC - DBA: (Hybrid) HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Investment Advisor Representative - Start Date: 1/1/2021 - Service as an Investment Advisor Representative under the Global Retirement Partners RIA dba HUB Retirement and Wealth Management. Activities may include financial planning, rendering advice for a fee, retirement plan consulting, or other investment related financial consulting. (8) 2/14/2023 - TWD Securities - Investment Related - Home Based - Other - Accommodation BD - President and CCO - Start Date - 08/14/2017 - 20 Hours Per Month/10 Hours During Securities Trading (9) 01/23/2024 - RPA Financial, LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - CCO - Started: 3/9/2018 - 15 Hrs/mo During Trading - I provide financial planning and consulting services through RPA Financial, LLC, an independent investment advisor firm.� I started this business activity in 3/2018.�I expect to spend approximately 15 hours per month on this activity.�Please see the advisory firm�s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.�The advisory firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cosmo Charles Gould's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

RIA

BD

CRD#: 6413

San Rafael, CA

Current

September 15, 2017 - Present

TWD SECURITIES, LLC

Office #1: 1903 Cardinal Way, Petaluma, CA 94954

BD

CRD#: 10582

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GR

GLOBAL RETIREMENT PARTNERS LLC

CRD#: 172011 / SEC#: 801-80074

RIA

Registered Investment Advisory firm - (7/14/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR

Alabama
(1/22/2015)

RR

Alaska
(1/22/2015)

RR

Arizona
(1/22/2015)

RR

Arkansas
(1/21/2015)

RR

California
(9/9/2014)

IAR

California
(9/16/2014)

RR

Colorado
(1/22/2015)

RR

Connecticut
(1/22/2015)

RR

Delaware
(1/22/2015)

RR

District of Columbia
(1/22/2015)

RR

Florida
(9/8/2014)

RR

Georgia
(1/21/2015)

RR

Hawaii
(10/9/2014)

RR

Idaho
(1/22/2015)

RR

Illinois
(1/22/2015)

RR

Indiana
(1/21/2015)

RR

Iowa
(1/22/2015)

RR

Kansas
(1/22/2015)

RR

Kentucky
(1/22/2015)

RR

Louisiana
(1/22/2015)

RR

Maine
(9/9/2014)

RR

Maryland
(1/22/2015)

RR

Massachusetts
(1/22/2015)

RR

Michigan
(1/21/2015)

RR

Minnesota
(1/22/2015)

RR

Mississippi
(1/22/2015)

RR

Missouri
(1/22/2015)

RR

Montana
(1/21/2015)

RR

Nebraska
(1/23/2015)

RR

Nevada
(1/22/2015)

RR

New Hampshire
(1/21/2015)

RR

New Jersey
(1/22/2015)

RR

New Mexico
(1/21/2015)

RR

New York
(1/21/2015)

RR

North Carolina
(1/21/2015)

RR

North Dakota
(1/21/2015)

RR

Ohio
(10/8/2014)

RR

Oklahoma
(1/22/2015)

RR

Oregon
(1/22/2015)

RR

Pennsylvania
(1/22/2015)

RR

Puerto Rico
(2/13/2019)

RR

Rhode Island
(10/9/2014)

RR

South Carolina
(1/22/2015)

RR

South Dakota
(1/21/2015)

RR

Tennessee
(1/22/2015)

RR

Texas
(1/21/2015)

RR

Utah
(1/22/2015)

RR

Vermont
(1/22/2015)

RR

Virgin Islands
(2/13/2019)

RR

Virginia
(1/21/2015)

RR

Washington
(1/22/2015)

RR

West Virginia
(1/22/2015)

RR

Wisconsin
(1/22/2015)

RR

Wyoming
(1/22/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

RR

Series 63

FINRA

Current Firm

GR

GLOBAL RETIREMENT PARTNERS LLC

CRD#: 172011 / SEC#: 801-80074

RIA

Registered Investment Advisory firm - (7/14/2014 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4340 Redwood Highway Suite B-60, San Rafael, CA 94903

Mailing Address

Phone number

(415) 526-2753

Established

Firm type

Fiscal year end

# of Employees

448

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GLOBAL RETIREMENT PARTNERS, LLC ADV 2A (3/31/2025)

GLOBAL RETIREMENT PARTNERS, LLC (3/31/2025)

Regulatory assets under management

Total Number of Accounts	30,235
AUM (Assets Under Management)	$ 143,416,430,435

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Cosmo C. Gould

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cosmo Charles Gould's CRS (Customer Relationship Summary).

Certified licenses

Experience

RPA FINANCIAL, LLC

LPL FINANCIAL LLC

TWD SECURITIES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

FINANCIAL TELESIS INC

FINANCIAL TELESIS INC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CITICORP INVESTMENT SERVICES

CITICORP INVESTMENT SERVICES

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

Primary Firm SEC Registration

GLOBAL RETIREMENT PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/21/2015

Series 66

Date: 11/15/2005

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/1/2005

Series 14

Date: 1/2/2023

Series 24

Date: 1/2/2023

Series 23

Date: 10/9/2012

Series 10

Date: 2/2/2012

Series 9

Date: 10/21/2011

FINRA

Current Firm

GLOBAL RETIREMENT PARTNERS LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GLOBAL RETIREMENT PARTNERS LLC

TRUST BUT VERIFY

Contact information

Similar Advisors