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Find, Compare and Monitor Financial Advisors at CABRILLO BROKER, L.L.C

CRD#: 142185
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

CABRILLO BROKER, L.L.C is located at C/o Gursey Schneider 16633 Ventura Blvd. Suite 1320, Encino, CA 91436 and was first established at Los Angeles, Texas in 07/06/2006. After operating for 19 years, CABRILLO BROKER, L.L.C has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of CABRILLO BROKER, L.L.C’s clients are individuals and 0% of their clients are high net worth individuals. CABRILLO BROKER, L.L.C has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at CABRILLO BROKER, L.L.C are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access CABRILLO BROKER, L.L.C‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at CABRILLO BROKER, L.L.C. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for CABRILLO BROKER, L.L.C Comes From

Understanding the Statistics for CABRILLO BROKER, L.L.C and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
C/o Gursey Schneider 16633 Ventura Blvd. Suite 1320, Encino, CA 91436
Mailing Address
8895 Towne Centre Dr. Suite 105-619, San Diego, CA 92122
Firm Size
Small
Phone Number
(858) 452-9500
Established
Texas since 07/06/2006
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
HANSEN, WADE IOWNER/CCO/MANAGER4506134
GEORGE, KENNETH RONALDFINOP2643369

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Advisor's working at CABRILLO BROKER, L.L.C

WH

Wade I Hansen

RR
CRD#: 4506134
Location:
Encino, CA 91436
Company:
CABRILLO BROKER, L.L.C
Disclosures:
Experience:
23 years
View Profile
JV

Jonathon Ellis Vance

RR
CRD#: 4797166
Location:
Encino, CA 91436
Company:
CABRILLO BROKER, L.L.C
Disclosures:
Experience:
21 years
View Profile
KG

Kenneth Ronald George

Ken George
RR
CRD#: 2643369
Location:
Rye Brook, NY 10573
Company:
ARROW INVESTMENTS, INC.
Disclosures:
Experience:
30 years
View Profile
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