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WH

Wade I. Hansen

CABRILLO BROKER, L.L.C
ENCINO, CA 91436
Some features on this profile are disabled
CRD#: 4506134
WH

Professional summary

Wade I Hansen is a registered financial professional currently at CABRILLO BROKER, L.L.C located in Encino, California.

Wade is registered as a RR (Registered Representative) and started their career in finance in 2002. Wade has worked at 5 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Wade I Hansen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 1, 2019 - Present

CABRILLO BROKER, L.L.C

Office #1: C/o Gursey Schneider 16633 Ventura Blvd. Suite 1320, Encino, CA 91436
BD
CRD#: 142185
ENCINO, CA
Past

April 5, 2018 - October 15, 2019

INTREPID INVESTMENT BANKERS LLC

BD
CRD#: 154801
LOS ANGELES, CA
Past

February 26, 2007 - March 5, 2018

CABRILLO BROKER, L.L.C

BD
CRD#: 142185
La Jolla, CA
Past

April 5, 2005 - March 1, 2007

HEXT CAPITAL PARTNERS LLC

BD
CRD#: 34040
DALLAS, TX
Past

August 15, 2003 - December 31, 2003

FOUNDERS EQUITY SECURITIES INC.

BD
CRD#: 41855
DALLAS, TX
Past

October 8, 2002 - May 16, 2003

ALTACCESS SECURITIES COMPANY, L.P.

BD
CRD#: 119441
DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/2/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 4/15/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/5/2002
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/13/2002
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CB
CABRILLO BROKER, L.L.C
CABRILLO BROKER, L.L.C | CABRILLO BROKER, L.L.C.

CRD#: 142185 / SEC#: , 8-67438

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
C/o Gursey Schneider 16633 Ventura Blvd. Suite 1320, Encino, CA 91436
Mailing Address
8895 Towne Centre Dr. Suite 105-619, San Diego, CA 92122
Phone number
(858) 452-9500
Established
Texas since 07/06/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
HANSEN, WADE IOWNER/CCO/MANAGER4506134
GEORGE, KENNETH RONALDFINOP2643369

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CABRILLO BROKER, L.L.C

CRD#: 142185Encino, CA 91436

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