John V. Iannone
Professional summary
John Vincent Iannone JR., who also goes by John VIncent Iannone Jr, John Vincent Iannone, is a registered financial professional currently at LUCID CAPITAL MARKETS, LLC located in Holmdel, New Jersey.
John is registered as a RR (Registered Representative) and started their career in finance in 2005. John has worked at 6 firms and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Vincent Iannone JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
December 6, 2022 - Present
LUCID CAPITAL MARKETS, LLC
Office #1: 2137 Nj-35, Holmdel, NJ 07733Office #2: One Liberty Plaza 7th Floor, Suite 701, New York, NY 10006February 9, 2022 - January 31, 2023
TECHSPEED CLEARING LLC
June 30, 2010 - April 14, 2020
VELOCITY CLEARING, LLC
April 16, 2008 - February 3, 2009
DB SECURITIES SERVICES NJ INC.
May 15, 2007 - April 29, 2008
DEUTSCHE BANK SECURITIES INC.
September 2, 2005 - March 14, 2007
SG AMERICAS SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 10/27/2023
Operations Professional ExaminationFINRA
NYSE American LLC
New York Stock Exchange
Current Firm
LUCID CAPITAL MARKETS, LLC
CRD#: 140345 / SEC#: , 8-67305
Contact information
FINRA licenses (25 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
