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FIRM PROFILE
Overview
SEQUOIA EQUITIES SECURITIES CORPORATION is located at 1655 North Main Street Suite 270, Walnut Creek, CA 94596 and was first established at San Francisco, California in 03/07/1983. After operating for 43 years, SEQUOIA EQUITIES SECURITIES CORPORATION has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SEQUOIA EQUITIES SECURITIES CORPORATION’s clients are individuals and 0% of their clients are high net worth individuals. SEQUOIA EQUITIES SECURITIES CORPORATION has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SEQUOIA EQUITIES SECURITIES CORPORATION are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SEQUOIA EQUITIES SECURITIES CORPORATION‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SEQUOIA EQUITIES SECURITIES CORPORATION. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for SEQUOIA EQUITIES SECURITIES CORPORATION Comes From
Understanding the Statistics for SEQUOIA EQUITIES SECURITIES CORPORATION and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
1655 North Main Street Suite 270, Walnut Creek, CA 94596
1655 North Main Street Suite 270, Walnut Creek, CA 94596
Small
(925) 943-6080
California since 03/07/1983
Corporation
June
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| COIT, ROGER KENNETH | PRESIDENT, CHIEF COMPLIANCE OFFICER | ||
| GOODIN, DIANE MARIE | FINOP | 3117840 |
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Advisor's working at SEQUOIA EQUITIES SECURITIES CORPORATION
Roger Kenneth Coit
Lauryn Marie-coit Ackley
Diane Marie Goodin
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