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FIRM PROFILE
Overview
RIDGEFIELD CAPITAL ASSET MANAGEMENT, LP is located at null, Ridgefield, CT null. RIDGEFIELD CAPITAL ASSET MANAGEMENT, LP has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of RIDGEFIELD CAPITAL ASSET MANAGEMENT, LP’s clients are individuals and 0% of their clients are high net worth individuals. RIDGEFIELD CAPITAL ASSET MANAGEMENT, LP has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at RIDGEFIELD CAPITAL ASSET MANAGEMENT, LP are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access RIDGEFIELD CAPITAL ASSET MANAGEMENT, LP‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at RIDGEFIELD CAPITAL ASSET MANAGEMENT, LP. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for RIDGEFIELD CAPITAL ASSET MANAGEMENT, LP Comes From
Understanding the Statistics for RIDGEFIELD CAPITAL ASSET MANAGEMENT, LP and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
Ridgefield, CT
(203) 837-0260
FIRM DOCUMENTS
Part 2 Brochures
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| RIDGEFIELD CAPITAL GROUP GP, LLC | GENERAL PARTNER | 12/2004 | |
| ELLIS, ROBERT, AUSTIN | MANAGING PARTNER | 08/2004 | 2513114 |
| GIORDANO, JAMES, FRANCIS | PARTNER/CHIEF FINANCIAL OFFICER | 12/2004 | 3084580 |
| TRILLO, THOMAS, OWEN | CHIEF OPERATING OFFICER | 08/2005 | 4061517 |
| WALLS, LORRAINE, S. | CHIEF COMPLIANCE OFFICER | 07/2009 | 4374233 |
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Advisor's working at RIDGEFIELD CAPITAL ASSET MANAGEMENT, LP
Marc Alan Vincent
Sarah Flanders Soria
Steven Raymond Gallegos
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