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FIRM PROFILE
Overview
GAR WOOD SECURITIES, LLC is located at 1250 East Diehl Road Suite 115, Naperville, IL 60563 and was first established at Chicago, Delaware in 02/20/2004. After operating for 22 years, GAR WOOD SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of GAR WOOD SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. GAR WOOD SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at GAR WOOD SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 3 disclosures, 3 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access GAR WOOD SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at GAR WOOD SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for GAR WOOD SECURITIES, LLC Comes From
Understanding the Statistics for GAR WOOD SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
1250 East Diehl Road Suite 115, Naperville, IL 60563
1250 East Diehl Road Suite 115, Naperville, IL 60563
Small
(312) 566-0741
Delaware since 02/20/2004
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| GERECKE, DENNIS ROBERT | CLASS A MEMBER, EVP, COO, ROSFP | 1856554 | |
| JERSEY, ROBERT STANTON | CEO, CLASS A MEMBER, SOLE MGR. | 1592359 | |
| ROETTGER, ANDREW | CLASS B MEMBER | 7427489 | |
| JERSEY, RICHARD ANDREW | CLASS B MEMBER | 8002945 | |
| DOOLEY, BRADFORD R | OUTSIDE FINOP, PRIMARY FINANCIAL OFFICER, PRIMARY OPERATIONS OFFICER | 4308078 | |
| GANTAR, CRAIG MICHAEL | CLASS B MEMBER, SVP, SALES MANAGER | 3238628 | |
| GOUWENS, SHERRY LEE | CLASS B MEMBER , CHIEF ADMINISTRATIVE OFFICER | 4458617 | |
| JERSEY, ROBERT COLEMAN | CLASS B MEMBER, SVP - SENIOR RELATIONSHIP MGR | 5870086 | |
| TATTAS, MICHAEL CARL | CLASS B MEMBER, CHIEF COMPLIANCE OFFICER | 4386824 |
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Advisor's working at GAR WOOD SECURITIES, LLC
Patricia Ann Pokuta
Robert Stanton Jersey
Julio Cesar Beaton JR.
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