Dennis R. Gerecke
Professional summary
Dennis Robert Gerecke is a registered financial professional currently at GAR WOOD SECURITIES, LLC located in Naperville, Illinois.
Dennis is registered as a RR (Registered Representative) and started their career in finance in 1988. Dennis has worked at 6 firms and has passed the Series 63, Series 79TO, Series 99TO, Series 57TO, SIE, Series 3, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dennis Robert Gerecke's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 16, 2006 - Present
GAR WOOD SECURITIES, LLC
Office #2: 1250 East Diehl Road Suite 115, Naperville, IL 60563January 12, 2005 - June 13, 2006
SPIKE FINANCIAL SERVICES, LLC
January 2, 1997 - August 13, 2004
ABN AMRO INCORPORATED
September 14, 1995 - January 2, 1997
THE CHICAGO CORPORATION
December 6, 1993 - August 11, 1995
GARDNER RICH, L.L.C.
February 6, 1991 - November 30, 1993
THE CHICAGO CORPORATION
November 7, 1988 - November 24, 1989
MESIROW FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/28/2006)
(9/28/2009)
(10/17/2011)
(5/8/2006)
(5/26/2010)
(2/17/2006)
(4/21/2006)
(12/9/2010)
(3/13/2012)
(11/7/2013)
(9/16/2009)
(11/20/2009)
(10/26/2010)
(11/13/2015)
(2/10/2010)
(6/6/2006)
(10/13/2006)
(3/31/2010)
(11/23/2009)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamFINRA
Current Firm
GAR WOOD SECURITIES, LLC
CRD#: 138033 / SEC#: , 8-67143
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GERECKE, DENNIS ROBERT | CLASS A MEMBER, EVP, COO, ROSFP | 1856554 |
| JERSEY, ROBERT STANTON | CEO, CLASS A MEMBER, SOLE MGR. | 1592359 |
| ROETTGER, ANDREW | CLASS B MEMBER | 7427489 |
| JERSEY, RICHARD ANDREW | CLASS B MEMBER | 8002945 |
| DOOLEY, BRADFORD R | OUTSIDE FINOP, PRIMARY FINANCIAL OFFICER, PRIMARY OPERATIONS OFFICER | 4308078 |
| GANTAR, CRAIG MICHAEL | CLASS B MEMBER, SVP, SALES MANAGER | 3238628 |
| GOUWENS, SHERRY LEE | CLASS B MEMBER , CHIEF ADMINISTRATIVE OFFICER | 4458617 |
| JERSEY, ROBERT COLEMAN | CLASS B MEMBER, SVP - SENIOR RELATIONSHIP MGR | 5870086 |
| TATTAS, MICHAEL CARL | CLASS B MEMBER, CHIEF COMPLIANCE OFFICER | 4386824 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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