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FIRM PROFILE
Overview
MINT BROKERS is located at 55 Water Street 10th Floor, New York, NY 10038 and was first established at New York, New York in 09/25/1992. After operating for 33 years, MINT BROKERS has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of MINT BROKERS’s clients are individuals and 0% of their clients are high net worth individuals. MINT BROKERS has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at MINT BROKERS are registered to handle securities or provide financial advice. The firm has 2 disclosures, 2 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access MINT BROKERS‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at MINT BROKERS. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for MINT BROKERS Comes From
Understanding the Statistics for MINT BROKERS and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
55 Water Street 10th Floor, New York, NY 10038
55 Water Street 10th Floor, New York, NY 10041
Small
(646) 346-7000
New York since 09/25/1992
Partnership
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| MINT BROKERS HOLDINGS I, LLC | LIMITED PARTNER | ||
| ABULARRAGE, JOHN JOSEPH | CHIEF EXECUTIVE OFFICER | 3265633 | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 | |
| HAUF, JASON WILLIAMS | CHIEF FINANCIAL OFFICER | 4163331 | |
| LEWIS, THOMAS JOSEPH | MANAGING DIRECTOR FIXED INCOME AND COMMODITIES | 2684821 | |
| LYNCH, MARTIN | CHIEF OPERATING OFFICE | 5612726 | |
| MINT BROKERS HOLDING II, LLC | GENERAL PARTNER | ||
| SULFARO, MICHAEL CARL | CHIEF COMPLIANCE OFFICER | 2483562 |
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Advisor's working at MINT BROKERS
Anthony John Manzo JR
Michael John Casabianca
Sulang Eng
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