Jason W. Hauf
Professional summary
Jason Williams Hauf is a registered financial professional currently at BGC FINANCIAL, L.P. located in New York, New York and GFI SECURITIES LLC located in New York, New York.
Jason is registered as a RR (Registered Representative) and started their career in finance in 2000. Jason has worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jason Williams Hauf's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 7, 2022 - Present
BGC FINANCIAL, L.P.
Office #1: 55 Water Street 10th Floor, New York, NY, 10004August 23, 2022 - Present
GFI SECURITIES LLC
Office #1: 55 Water Street 10th Floor, New York, NY 10041August 23, 2022 - Present
MINT BROKERS
Office #1: 55 Water Street 10th Floor, New York, NY 10038October 27, 2022 - Present
FMX EXECUTION, LLC
Office #1: 55 Water Street, New York, NY 10041February 13, 2019 - June 13, 2022
EXOS SECURITIES LLC
June 30, 2006 - February 10, 2009
RBS SECURITIES CORPORATION
June 5, 2006 - April 4, 2016
NATWEST MARKETS SECURITIES INC.
August 17, 2000 - June 2, 2006
AIG FINANCIAL SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe BZX Exchange, Inc.
FINRA
NYSE Arca, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
FMX EXECUTION, LLC
CRD#: 154075 / SEC#: , 8-68606
Contact information
FINRA licenses (18 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FENICS MARKETS XCHANGE, LLC | SOLE MEMBER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| HAUF, JASON WILLIAMS | CHIEF FINANCIAL OFFICER | 4163331 |
| RINALDO, MARK J | CHIEF OPERATING OFFICER | 4824739 |
| SCOTTO, LOUIS JAMES | CHIEF EXECUTIVE OFFICER | 1483052 |
| SULFARO, MICHAEL CARL | CHIEF COMPLIANCE OFFICER | 2483562 |
Red Flags
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