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CRD#: 136492
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

ALDERMAN & COMPANY CAPITAL, LLC is located at 35 Warrington Round, Danbury, CT 06810 and was first established at Boston, Connecticut in 05/27/2005. After operating for 20 years, ALDERMAN & COMPANY CAPITAL, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ALDERMAN & COMPANY CAPITAL, LLC’s clients are individuals and 0% of their clients are high net worth individuals. ALDERMAN & COMPANY CAPITAL, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ALDERMAN & COMPANY CAPITAL, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ALDERMAN & COMPANY CAPITAL, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ALDERMAN & COMPANY CAPITAL, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for ALDERMAN & COMPANY CAPITAL, LLC Comes From

Understanding the Statistics for ALDERMAN & COMPANY CAPITAL, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
35 Warrington Round, Danbury, CT 06810
Mailing Address
35 Warrington Round, Danbury, CT 06810
Firm Size
Small
Phone Number
(203) 917-4672
Established
Connecticut since 05/27/2005
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
ALDERMAN, WILLIAM HARRISPRESIDENT AND CHIEF COMPLIANCE OFFICER1990080
VIGLIAROLO, JOSEPH CHARLESFINOP4880434

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Advisor's working at ALDERMAN & COMPANY CAPITAL, LLC

WA

William Harris Alderman

RR
CRD#: 1990080
Location:
Danbury, CT
Company:
ALDERMAN & COMPANY CAPITAL, LLC
Disclosures:
Experience:
28 years
View Profile
RK

Ryan Patrick Kirby

RR
CRD#: 7664422
Location:
Danbury, CT
Company:
ALDERMAN & COMPANY CAPITAL, LLC
Disclosures:
Experience:
3 years
View Profile
JV

Joseph Charles Vigliarolo

RR
CRD#: 4880434
Location:
Danbury, CT
Company:
ALDERMAN & COMPANY CAPITAL, LLC
Disclosures:
Experience:
21 years
View Profile
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