Frank P. Mah
Professional summary
Frank Ping Hang Mah, who also goes by Frank P H Mah, is a registered financial professional currently at TRANSNATIONAL CAPITAL CORP. located in New York, New York.
Frank is registered as a RR (Registered Representative) and started their career in finance in 1986. Frank has worked at 10 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frank Ping Hang Mah's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 26, 2010 - Present
TRANSNATIONAL CAPITAL CORP.
Office #1: 420 Lexington Avenue Suite 300, New York, NY 10170May 17, 2004 - May 2, 2008
STARLIGHT FUNDING INVESTMENTS, LLC
November 2, 2000 - June 11, 2002
COWEN AND COMPANY
October 28, 1999 - November 9, 2000
CREDIT AGRICOLE SECURITIES (USA) INC.
January 5, 1998 - July 1, 1998
ING BARING (U.S.) SECURITIES, INC.
July 1, 1997 - November 13, 1998
ABN AMRO SECURITIES LLC
August 9, 1994 - May 16, 1997
NOMURA SECURITIES INTERNATIONAL, INC.
June 11, 1992 - July 20, 1994
LEHMAN BROTHERS INC.
June 21, 1990 - June 23, 1992
CITICORP SECURITIES, INC.
October 22, 1986 - May 8, 1990
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/26/2010)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
TRANSNATIONAL CAPITAL CORP.
CRD#: 135306 / SEC#: , 8-66908
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FREDERICKS, IVY LINDSTROM | PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1404106 |
| FREDERICKS, IVY LINDSTROM | PRESIDENT/CEO/ SECREATARY/TREASURER/CHIEF COMPLIANCE OFFICER | 1404106 |
| FREDERICKS, IVY LINDSTROM | FINOP | 1404106 |
| MAH, FRANK PING HANG | MANAGING DIRECTOR | 1525147 |
| POST, GARY MARSHALL | MANAGING DIRECTOR | 1383099 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
