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Find, Compare and Monitor Financial Advisors at MIDDLE MARKET TRANSACTIONS, INC.

CRD#: 133062
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

MIDDLE MARKET TRANSACTIONS, INC. is located at 1401 S. Brentwood Ave. Suite 600, St. Louis, MO 63144 and was first established at Kansas City, Illinois in 08/11/2004. After operating for 21 years, MIDDLE MARKET TRANSACTIONS, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of MIDDLE MARKET TRANSACTIONS, INC.’s clients are individuals and 0% of their clients are high net worth individuals. MIDDLE MARKET TRANSACTIONS, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at MIDDLE MARKET TRANSACTIONS, INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access MIDDLE MARKET TRANSACTIONS, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at MIDDLE MARKET TRANSACTIONS, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for MIDDLE MARKET TRANSACTIONS, INC. Comes From

Understanding the Statistics for MIDDLE MARKET TRANSACTIONS, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
1401 S. Brentwood Ave. Suite 600, St. Louis, MO 63144
Mailing Address
3 Sandhill Drive, Decatur, IL 62521
Firm Size
Small
Phone Number
(217) 429-0202
Established
Illinois since 08/11/2004
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
NOLAN, PATRICK JOSEPHPRESIDENT & CEO5775442
NOLAN, PATRICK CURTISCHAIRMAN/CCO/TREAS/SOLE-DIRECTOR/PRINCIPAL OPERATIONS OFFICER2614419
SLOAN NOWAK, JACQUELINE LEEFINOP, PRINCIPAL FINANCIAL OFFICER2717305

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Advisor's working at MIDDLE MARKET TRANSACTIONS, INC.

BP

Brett James Pantazi

RR
CRD#: 4424274
Location:
St. Louis, MO 63144
Company:
MIDDLE MARKET TRANSACTIONS, INC.
Disclosures:
Experience:
24 years
View Profile
RT

Richard Michael Thomas

RR
CRD#: 4863275
Location:
Decatur, IL
Company:
MIDDLE MARKET TRANSACTIONS, INC.
Disclosures:
Experience:
21 years
View Profile
NN

Nathan Joseph Neubauer

Nate Neubauer, Nathan Neubauer
RR
CRD#: 6195836
Location:
St. Louis, MO 63144
Company:
MIDDLE MARKET TRANSACTIONS, INC.
Disclosures:
Experience:
11 years
View Profile
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