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FIRM PROFILE
Overview
GRIFFINEST ASIA SECURITIES, LLC is located at 301 North Lake Avenue Suite 110, Pasadena, CA 91101 and was first established at Los Angeles, California in 03/23/2004. After operating for 22 years, GRIFFINEST ASIA SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of GRIFFINEST ASIA SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. GRIFFINEST ASIA SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at GRIFFINEST ASIA SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access GRIFFINEST ASIA SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at GRIFFINEST ASIA SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for GRIFFINEST ASIA SECURITIES, LLC Comes From
Understanding the Statistics for GRIFFINEST ASIA SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis
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FIRM INFORMATION
301 North Lake Avenue Suite 110, Pasadena, CA 91101
301 North Lake Avenue Suite 110, Pasadena, CA 91101
Small
(626) 792-1388
California since 03/23/2004
Limited Liability Company
March
FIRM DOCUMENTS
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Advisor's working at GRIFFINEST ASIA SECURITIES, LLC
Yu-lung Tsao
Victor Huang-chiang Lin
Chung Ping Li
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