Chung Ping Li
Professional summary
Chung Ping Li, who also goes by Christopher Chung Ping Li, is a registered financial advisor currently at GRIFFINEST ASIA ASSET MANAGEMENT, LLC located in Pasadena, California and GRIFFINEST ASIA SECURITIES, LLC located in Pasadena, California.
Chung Ping is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Chung Ping has worked at 4 firms and has passed the Series 66, Series 52TO, Series 99TO, SIE, Series 7, Series 53, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Chung Ping Li's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2020 - Present
GRIFFINEST ASIA ASSET MANAGEMENT, LLC
Office #1: 301 N. Lake Ave., Suite 110, Pasadena, CA 91101October 20, 2005 - Present
GRIFFINEST ASIA SECURITIES, LLC
Office #1: 301 North Lake Avenue Suite 110, Pasadena, CA 91101October 20, 2005 - November 23, 2014
GRIFFINEST ASIA ASSET MANAGEMENT, LLC
October 6, 2002 - October 18, 2005
CORE PACIFIC SECURITIES USA LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/20/2005)
(1/3/2020)
(3/7/2022)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
GRIFFINEST ASIA ASSET MANAGEMENT, LLC
CRD#: 306355 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 9 |
| AUM (Assets Under Management) | $ 10,266,083 |
Red Flags
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