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CRD#: 130672
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

PICKWICK CAPITAL PARTNERS, LLC is located at 445 Hamilton Avenue Suite 1102, White Plains, NY 10601 and was first established at Woodbridge, Delaware in 08/21/2007. After operating for 18 years, PICKWICK CAPITAL PARTNERS, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of PICKWICK CAPITAL PARTNERS, LLC’s clients are individuals and 0% of their clients are high net worth individuals. PICKWICK CAPITAL PARTNERS, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at PICKWICK CAPITAL PARTNERS, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access PICKWICK CAPITAL PARTNERS, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at PICKWICK CAPITAL PARTNERS, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for PICKWICK CAPITAL PARTNERS, LLC Comes From

Understanding the Statistics for PICKWICK CAPITAL PARTNERS, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
445 Hamilton Avenue Suite 1102, White Plains, NY 10601
Mailing Address
445 Hamilton Avenue Suite 1102, White Plains, NY 10601
Firm Size
Small
Phone Number
(914) 358-3269
Established
Delaware since 08/21/2007
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
GREENWOOD, DOUGLAS CHARLES WILLIAMPRESIDENT1192611
DANOVITCH, DAVID EMANAGING PRINCIPAL, GENERAL COUNSEL3013350
KAPLOWITZ, JAYMEMBER
ROSE, JOHN IRVING IIMEMBER2790640
WU, CHIH-CHUNMEMBER5704739
FJC CAPITAL INC.OWNER
VAN SCHAACK, JOHN GREGORYMEMBER1121171
ABRAMCZYK, JANE ECCO4801666
ACCESS MEDIA ADVISORY LLCMEMBER
GENDRON, KAREN MARIEFINOP1503330

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Advisor's working at PICKWICK CAPITAL PARTNERS, LLC

GA

George Stanley Abiassi

IAR
RR
CRD#: 7800080
Location:
Houston, TX 77057
Company:
WATERLOO CAPITAL
Disclosures:
Experience:
2 years
View Profile
GR

Gary Alden Reneau

IAR
RR
CRD#: 720927
Location:
Morristown, NJ
Company:
IHP WEALTH MANAGEMENT
Disclosures:
Experience:
18 years
View Profile
KK

Kevin Kennedy Keady

RR
CRD#: 1081100
Location:
White Plains, NY 10601
Company:
PICKWICK CAPITAL PARTNERS, LLC
Disclosures:
Experience:
41 years
View Profile
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