Karen M. Gendron
Professional summary
Karen Marie Gendron, who also goes by Karen Marie Juric, is a registered financial professional currently at SECURE PLANNING, LLC located in Portsmouth, New Hampshire and COOK PINE SECURITIES LLC located in Greenwich, Connecticut.
Karen is registered as a RR (Registered Representative) and started their career in finance in 1986. Karen has worked at 40 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Karen Marie Gendron's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 6, 2008 - Present
SECURE PLANNING, LLC
Office #1: 42 Middle Street, Portsmouth, NH 03801Office #2: 42 Middle Street, Portsmouth, NH 03801January 23, 2013 - Present
COOK PINE SECURITIES LLC
Office #1: 2 Sound View Drive 2nd Floor, Greenwich, CT 06830January 20, 2014 - Present
SAPENO INC.
Office #1: 6 Derby Street, London, W1J 7ADJune 22, 2015 - Present
JAMIESON CORPORATE FINANCE US LLC
Office #1: 410 Park Ave Suite 1510, New York, NY 10022August 31, 2017 - Present
PICKWICK CAPITAL PARTNERS, LLC
Office #1: 445 Hamilton Avenue Suite 1102, White Plains, NY 10601October 24, 2017 - July 29, 2022
JAVCAP SECURITIES LLC
March 18, 2015 - January 11, 2023
ARK GLOBAL, LLC
May 13, 2014 - October 21, 2014
SUSTAINABLE DEVELOPMENT CAPITAL, LLC
July 1, 2013 - May 29, 2014
NORTH BRIDGE CAPITAL, LLC
November 2, 2012 - December 2, 2024
LOCUST WALK SECURITIES, LLC
April 30, 2012 - February 4, 2013
GLC SECURITIES CORP.
April 9, 2012 - August 7, 2024
KEYSTONE GLOBAL
January 23, 2012 - February 4, 2025
JLT CAPITAL PARTNERS LLC
October 12, 2011 - October 9, 2012
KEISER ANALYTICS
April 4, 2011 - October 31, 2022
BRATTLE ADVISORS LLC
February 15, 2011 - August 31, 2020
PURSUIT CAPITAL MARKETING, LLC
April 1, 2010 - June 10, 2011
TAVIRA SECURITIES US LLC
October 16, 2009 - July 30, 2021
GSV ADVISORS, LLC
October 12, 2009 - May 17, 2013
ACADEMY SECURITIES, INC.
September 4, 2009 - January 8, 2024
JCRA FINANCIAL LLC
May 13, 2009 - February 25, 2014
WOODLAWN ADVISORS LLC
April 17, 2009 - January 30, 2018
INTELLIGENT EDGE SECURITIES, LLC
November 18, 2008 - July 1, 2009
IWP INVESTMENTS, LLC
November 11, 2008 - March 15, 2013
REALTA EQUITIES, INC.
October 7, 2008 - June 29, 2022
STOCKSHIELD, LLC
July 28, 2008 - December 20, 2008
WINDHAM SECURITIES, INC.
July 9, 2008 - July 29, 2024
RCH SECURITIES
June 18, 2008 - May 2, 2017
PICKWICK CAPITAL PARTNERS, LLC
June 12, 2008 - January 31, 2011
FINANCIAL STRATEGIES FP, LLC
February 1, 2008 - October 4, 2013
FALCON RESEARCH, INC.
January 28, 2008 - September 12, 2019
FLEXTRADE LLC
June 19, 2007 - July 31, 2009
BARNETT & PARTNERS ADVISORS, LLC
June 19, 2007 - May 9, 2024
JEGI LLC
April 3, 2007 - March 29, 2021
HAMERSLEY PARTNERS LLC
February 2, 2006 - August 3, 2007
NAVIGATE ADVISORS
January 30, 2006 - January 2, 2015
RETIREMENT RESOURCES INVESTMENT CORPORATION
January 24, 2006 - February 26, 2016
ITB SECURITIES, LLC
November 10, 2005 - January 30, 2006
FIREFLY CAPITAL, INC.
May 10, 1993 - May 19, 1995
A. G. EDWARDS & SONS, INC.
August 9, 1988 - June 4, 1992
A. G. EDWARDS & SONS, INC.
January 30, 1987 - May 19, 1988
AMERIPRISE FINANCIAL SERVICES, LLC
May 27, 1986 - January 27, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 11/9/2005
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
PICKWICK CAPITAL PARTNERS, LLC
CRD#: 130672 / SEC#: , 8-66373
Contact information
FINRA licenses (43 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GREENWOOD, DOUGLAS CHARLES WILLIAM | PRESIDENT | 1192611 |
| DANOVITCH, DAVID E | MANAGING PRINCIPAL, GENERAL COUNSEL | 3013350 |
| KAPLOWITZ, JAY | MEMBER | |
| ROSE, JOHN IRVING II | MEMBER | 2790640 |
| WU, CHIH-CHUN | MEMBER | 5704739 |
| FJC CAPITAL INC. | OWNER | |
| VAN SCHAACK, JOHN GREGORY | MEMBER | 1121171 |
| ABRAMCZYK, JANE E | CCO | 4801666 |
| ACCESS MEDIA ADVISORY LLC | MEMBER | |
| GENDRON, KAREN MARIE | FINOP | 1503330 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PICKWICK CAPITAL PARTNERS, LLC
CRD#: 130672Portsmouth, NH 03801TRUST BUT VERIFY
Monitor Karen Gendron
Get automatic monthly alerts on:
