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FIRM PROFILE
Overview
PALLADIUM CAPITAL GROUP, LLC is located at 152 West 57th Floor 24, New York, NY 10019 and was first established at New York, Delaware in 05/13/2004. After operating for 21 years, PALLADIUM CAPITAL GROUP, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of PALLADIUM CAPITAL GROUP, LLC’s clients are individuals and 0% of their clients are high net worth individuals. PALLADIUM CAPITAL GROUP, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at PALLADIUM CAPITAL GROUP, LLC are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access PALLADIUM CAPITAL GROUP, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at PALLADIUM CAPITAL GROUP, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for PALLADIUM CAPITAL GROUP, LLC Comes From
Understanding the Statistics for PALLADIUM CAPITAL GROUP, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
152 West 57th Floor 24, New York, NY 10019
P O Box 5, Poolesville, MD 20837
Small
(617) 271-6736
Delaware since 05/13/2004
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| KURLAND, AKIVA JOSEPH | MEMBER | 5366252 | |
| LAZARUS, MARILYN NMI | MEMBER | 5447746 | |
| LAZARUS, NORMAN MICHAEL | MEMBER | 7172324 | |
| PADOWITZ, JOEL EUGEN | MEMBER | 4725316 | |
| MOCH, TAMARA ROSALIE | MEMBER | 7172315 | |
| BUCKLEY, ANNE PAUL | CHIEF COMPLIANCE OFFICER | 1781079 | |
| MEDREZ, NATAN | PARTIAL OWNER | 4792730 | |
| PALLADIUM HOLDINGS, LLC | PARTIAL OWNER | ||
| ROOZ, EFRAIM | PARTIAL OWNER | 5823833 | |
| SLOVIN, MARK ADAM | CHIEF FINANCIAL OFFICER AND FINOP | 6786999 | |
| WEINBERG, ILAN JOSHUA | PARTIAL OWNER | 2354293 |
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Advisor's working at PALLADIUM CAPITAL GROUP, LLC
Alfonso Antonio Alejo JR
Anne Paul Buckley
Joel Eugen Padowitz
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