Anne P. Buckley
Professional summary
Anne Paul Buckley, who also goes by Anne P Buckley, Anne P Turini, Anne Paul Turini, Anne Turini, is a registered financial professional currently at PALLADIUM CAPITAL GROUP, LLC located in New York, New York.
Anne is registered as a RR (Registered Representative) and started their career in finance in 1991. Anne has worked at 11 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 87, Series 7, Series 14, Series 4, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anne Paul Buckley's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 19, 2018 - Present
PALLADIUM CAPITAL GROUP, LLC
Office #1: 152 West 57th Street Floor 24, New York, NY 10019May 9, 2016 - September 13, 2018
WOOD (ARTHUR W.) COMPANY, INC.
June 20, 2011 - April 29, 2015
DETWILER FENTON WEALTH MANAGEMENT INC
September 21, 2009 - April 29, 2015
DETWILER FENTON & CO.
January 9, 2003 - June 30, 2010
WFS, LLC
January 22, 1998 - January 8, 2003
H.C.WAINWRIGHT & CO., LLC
March 1, 1995 - February 23, 1996
BOFA DISTRIBUTORS, INC.
August 2, 1994 - March 1, 1995
COLONIAL INVESTMENT SERVICES
October 19, 1992 - July 20, 1994
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
August 21, 1991 - July 20, 1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
August 21, 1991 - July 20, 1994
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
PALLADIUM CAPITAL GROUP, LLC
CRD#: 129400 / SEC#: , 8-66223
Contact information
FINRA licenses (22 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KURLAND, AKIVA JOSEPH | MEMBER | 5366252 |
| LAZARUS, MARILYN NMI | MEMBER | 5447746 |
| LAZARUS, NORMAN MICHAEL | MEMBER | 7172324 |
| PADOWITZ, JOEL EUGEN | MEMBER | 4725316 |
| MOCH, TAMARA ROSALIE | MEMBER | 7172315 |
| BUCKLEY, ANNE PAUL | CHIEF COMPLIANCE OFFICER | 1781079 |
| MEDREZ, NATAN | PARTIAL OWNER | 4792730 |
| PALLADIUM HOLDINGS, LLC | PARTIAL OWNER | |
| ROOZ, EFRAIM | PARTIAL OWNER | 5823833 |
| SLOVIN, MARK ADAM | CHIEF FINANCIAL OFFICER AND FINOP | 6786999 |
| WEINBERG, ILAN JOSHUA | PARTIAL OWNER | 2354293 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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