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FIRM PROFILE
Overview
HAMILTON EXECUTIONS LLC is located at 11 Wall Street, New York, NY 10005 and was first established at New York, Delaware in 06/23/2003. After operating for 22 years, HAMILTON EXECUTIONS LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of HAMILTON EXECUTIONS LLC’s clients are individuals and 0% of their clients are high net worth individuals. HAMILTON EXECUTIONS LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at HAMILTON EXECUTIONS LLC are registered to handle securities or provide financial advice. The firm has 3 disclosures, 3 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access HAMILTON EXECUTIONS LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at HAMILTON EXECUTIONS LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for HAMILTON EXECUTIONS LLC Comes From
Understanding the Statistics for HAMILTON EXECUTIONS LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
11 Wall Street, New York, NY 10005
11 Wall Street, New York, NY 10005
Small
(212) 306-2101
Delaware since 06/23/2003
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| FCF GROUP INTERMEDIATE HOLDINGS II LLC | OWNER | ||
| FUNARO, JOSEPH NMN | OWNER-GSP | 4340219 | |
| PALADINO, ARTHUR NMN | OWNER - GSP | 1927987 | |
| RUSH, DAVID ELLIOT | OWNER | 2889292 | |
| VENTO, ANDREW PAUL | OWNER | 5153789 | |
| POSTREL, HELENE BERSON | FINOP | 2240945 | |
| VORA, ANISH M | CHIEF EXECUTIVE OFFICER | 5466748 | |
| WONG, WILLIE L | CHIEF COMPLIANCE OFFICER | 4170997 |
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Advisor's working at HAMILTON EXECUTIONS LLC
Gary Robert Zohn
Arthur Nmn Paladino
Paul Andrew Mende
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