Andrew P. Vento
Professional summary
Andrew Paul Vento is a registered financial professional currently at HAMILTON EXECUTIONS LLC located in New York, New York.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2006. Andrew has worked at 1 firm and has passed the Series 63, Series 99TO, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Paul Vento's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2008 - Present
HAMILTON EXECUTIONS LLC
Office #1: 11 Wall Street, New York, NY 10005June 13, 2007 - September 13, 2007
HAMILTON EXECUTIONS LLC
May 30, 2006 - August 28, 2006
HAMILTON EXECUTIONS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 5/24/2024
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamFINRA
NYSE American LLC
Current Firm
HAMILTON EXECUTIONS LLC
CRD#: 127653 / SEC#: , 8-66025
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FCF GROUP INTERMEDIATE HOLDINGS II LLC | OWNER | |
| FUNARO, JOSEPH NMN | OWNER-GSP | 4340219 |
| PALADINO, ARTHUR NMN | OWNER - GSP | 1927987 |
| RUSH, DAVID ELLIOT | OWNER | 2889292 |
| VENTO, ANDREW PAUL | OWNER | 5153789 |
| POSTREL, HELENE BERSON | FINOP | 2240945 |
| VORA, ANISH M | CHIEF EXECUTIVE OFFICER | 5466748 |
| WONG, WILLIE L | CHIEF COMPLIANCE OFFICER | 4170997 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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