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FIRM PROFILE
Overview
GLENDALE SECURITIES, INC. is located at 15233 Ventura Blvd., Suite 712, Sherman Oaks, CA 91403 and was first established at Los Angeles, California in 08/19/2002. After operating for 23 years, GLENDALE SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of GLENDALE SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. GLENDALE SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at GLENDALE SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 6 disclosures, 6 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access GLENDALE SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at GLENDALE SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for GLENDALE SECURITIES, INC. Comes From
Understanding the Statistics for GLENDALE SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
15233 Ventura Blvd., Suite 712, Sherman Oaks, CA 91403
15233 Ventura Blvd., Suite 712, Sherman Oaks, CA 91403
Small
(818) 907-1505
California since 08/19/2002
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| BARBER, RICHARD WRIGHT | SHAREHOLDER | 1298800 | |
| CASTILLO, GEORGE ALBERTO | PRESIDENT, PRINCIPAL | 1936486 | |
| FLESCHE, PAUL ERIC | FINOP, CCO, PRINCIPAL, ROSFP, CFO, POO, PFO | 3277904 | |
| ABADIN, JOSE MIGUEL | SHAREHOLDER | 1273345 | |
| ROWE, CHRISTOPHER MICHAEL | AML COMPLIANCE OFFICER | 5562884 | |
| SHEN, QIUFANG | SHAREHOLDER | 3158926 |
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Advisor's working at GLENDALE SECURITIES, INC.
Jose Miguel Abadin
Mark Kevin Hesterman
George Alberto Castillo
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