FIND A CASSANDRA TRADING GROUP, LLC FINANCIAL ADVISOR NEAR ME
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CRD#: 117818
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FIRM PROFILE
Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information
Where the Statistical Data for CASSANDRA TRADING GROUP, LLC Comes From
Understanding the Statistics for CASSANDRA TRADING GROUP, LLC and How They Compare to Other Firms Through Our Analysis
Average Account Value
Individuals
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HNWI
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Breakdown of Assets Under Management
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HNWI
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MISC
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Employees
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Registered
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HNWI
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Firm Disclosures
Regulatory Event
7
FIRM INFORMATION
Established
Illinois since 10/31/2001
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| MOORE, MICHAEL PETER | MANAGING MEMBER | 2357444 |
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Advisor's working at CASSANDRA TRADING GROUP, LLC
DB
David Lawrence Brown
IAR
RR
CRD#: 4145275
Location:
Great Falls, MT 59401-3104
Company:
D.A. DAVIDSON & CO.
Disclosures:
Experience:
25 years
Michael Haven Delap
PR
CRD#: 2256473
Location:
Scottsdale, AZ 85255
Company:
OSAIC WEALTH, INC.
Disclosures:
Experience:
33 years
MH
Mark Jonathan Happe
PR
CRD#: 2791955
Location:
Houston, TX 77019
Company:
VALIC FINANCIAL ADVISORS, INC.
Disclosures:
Experience:
27 years
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