Michael P. Moore
Professional summary
Michael Peter Moore is a registered financial professional currently at SUMO CAPITAL, LLC located in Chicago, Illinois and BOLT-X LLC located in Chicago, Illinois.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1997. Michael has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 4, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Peter Moore's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 23, 2020 - Present
SUMO CAPITAL, LLC
Office #1: 425 S. Financial Place 15th Floor, Chicago, IL 60605October 21, 2022 - Present
BOLT-X LLC
Office #1: 440 South Lasalle Suite 1525, Chicago, IL 60603March 30, 2018 - December 21, 2018
SUMO CAPITAL, LLC
November 26, 2002 - September 30, 2014
SPARTA GROUP OF CHICAGO, L.P.
November 6, 2002 - August 31, 2015
CASSANDRA TRADING GROUP, LLC
July 24, 1997 - January 26, 2018
DASH PRIME LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/29/1999
Limited Representative-Equity Trader ExamCboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq PHLX LLC
New York Stock Exchange
Current Firm
BOLT-X LLC
CRD#: 140802 / SEC#: , 8-67342
Contact information
FINRA licenses (2 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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