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FIND A U.S. SECURITIES, INTL. CORP. FINANCIAL ADVISOR NEAR ME

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CRD#: 11238
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

U.S. SECURITIES, INTL. CORP. is located at 120 Broadway Suite 1017, New York, NY 10271 and was first established at New York, New York in 06/25/1974. After operating for 52 years, U.S. SECURITIES, INTL. CORP. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of U.S. SECURITIES, INTL. CORP.’s clients are individuals and 0% of their clients are high net worth individuals. U.S. SECURITIES, INTL. CORP. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at U.S. SECURITIES, INTL. CORP. are registered to handle securities or provide financial advice. The firm has 9 disclosures, 9 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access U.S. SECURITIES, INTL. CORP.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at U.S. SECURITIES, INTL. CORP.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

Crafted using large generative AI models

Where the Statistical Data for U.S. SECURITIES, INTL. CORP. Comes From

Understanding the Statistics for U.S. SECURITIES, INTL. CORP. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
9

FIRM INFORMATION

Main Address
120 Broadway Suite 1017, New York, NY 10271
Mailing Address
120 Broadway, New York, NY 10271
Firm Size
Small
Phone Number
(212) 227-0800
Established
New York since 06/25/1974
Firm Type
Corporation
Fiscal year end
September
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
PISAPIA, JOHN THOMASPRESIDENT, CCO, SROP,CROP2336216
SAKOL, DANIEL SCOTTFINOP, CFO, PFO2813237

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at U.S. SECURITIES, INTL. CORP.

SL

Spencer James Leigh

RR
CRD#: 6946973
Location:
New York, NY 10271
Company:
U.S. SECURITIES, INTL. CORP.
Disclosures:
Experience:
7 years
View Profile
DS

Daniel Scott Sakol

Daniel Scott Rochlin Mr.
RR
CRD#: 2813237
Location:
Chesterfield, MO 63005
Company:
SOGOTRADE, INC.
Disclosures:
Experience:
29 years
View Profile
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