Jeffrey S. Masom
Professional summary
Jeffrey Scott Masom, who also goes by Jeff Masom, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in Baltimore, Maryland.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1997. Jeffrey has worked at 7 firms and has passed the Series 63, Series 99TO, Series 3, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Scott Masom's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 9, 2020 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: 1201 Wills Street, Baltimore, MD 21231January 2, 2024 - October 29, 2024
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
January 30, 2023 - October 3, 2023
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
September 9, 2020 - July 7, 2021
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
September 9, 2020 - February 8, 2022
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
September 13, 2018 - August 25, 2020
RBC CAPITAL MARKETS, LLC
December 1, 2005 - September 10, 2018
FRANKLIN DISTRIBUTORS, LLC
May 22, 1997 - December 1, 2005
LEGG MASON WOOD WALKER, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/9/2020)
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(1/17/2024)
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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