AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JB

Joseph F. Banco

NEWEDGE SECURITIES
Pittsburgh, PA 15222-4235
Some features on this profile are disabled
CRD#: 2850198
JB

Professional summary

Joseph Franklin Banco JR, who also goes by Joe Banco, is a registered financial professional currently at NEWEDGE SECURITIES, LLC located in Pittsburgh, Pennsylvania and MID ATLANTIC CLEARING & SETTLEMENT CORPORATION located in Pittsburgh, Pennsylvania.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 1997. Joseph has worked at 2 firms and has passed the Series 99TO, SIE and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Joe Banco

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Franklin Banco JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 11, 1997 - Present

NEWEDGE SECURITIES, LLC

Office #1: 1251 Waterfront Place Suite 510, Pittsburgh, PA 15222-4235
BD
CRD#: 10674
Pittsburgh, PA
Current

July 10, 2017 - Present

MID ATLANTIC CLEARING & SETTLEMENT CORPORATION

Office #1: 1251 Waterfront Place Suite 540, Pittsburgh, PA 15222
BD
CRD#: 37466
Pittsburgh, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 27
Date: 3/4/1997
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

MA
MID ATLANTIC CLEARING & SETTLEMENT CORPORATION
ADVISORS CLEARING NETWORK, INC. | MID ATLANTIC CLEARING & SETTLEMENT CORPORATION | LIFE CYCLE MUTUAL FUNDS DISTRIBUTORS, INC. | BISYS BD SERVICES, INC.

CRD#: 37466 / SEC#: , 8-47758

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1251 Waterfront Place Suite 540, Pittsburgh, PA 15222
Mailing Address
1251 Waterfront Pl Ste 510 Suite 540, Pittsburgh, PA 15222
Phone number
8006937800345
Established
Delaware since 09/12/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MID ATLANTIC TRUST COMPANYOWNER
BAIER, ELIZABETH CURROFINOP4851105
BANCO, JOSEPH FRANKLIN JRPRINCIPAL FINANCIAL OFFICER (CF0)2850198
JENKINS, WILLIAM HENRYCCO3004337
SMITH, KYLE PETERPRESIDENT2142563

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MID ATLANTIC CLEARING & SETTLEMENT CORPORATION

CRD#: 37466Pittsburgh, PA 15222-4235

TRUST BUT VERIFY

Monitor Joseph Banco

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Andrea Lynn Robertson
Andrea RobertsonAdvisorCheck Check Mark
JANNEY MONTGOMERY SCOTT LLC
IAR
RR
Sewickley (wexford), PA
Richard Paul Sabo
Richard SaboAdvisorCheck Check Mark
J. W. COLE ADVISORS, INC.
IAR
RR
GIBSONIA, PA
Edmund Joseph Vilsack JR
Edmund VilsackAdvisorCheck Check Mark
JANNEY MONTGOMERY SCOTT LLC
IAR
RR
Canonsburg, PA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics