Peter A. Laptewicz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Andrew Laptewicz, who also goes by Peter A Laptewicz, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2007. Peter had worked at 5 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2012 - May 22, 2026
TRADIER BROKERAGE, INC.
May 18, 2009 - November 13, 2012
ALLY INVEST SECURITIES LLC
August 19, 2008 - March 18, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 19, 2008 - March 18, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 7, 2007 - July 11, 2008
E*TRADE SECURITIES LLC
March 6, 2007 - March 22, 2007
EDWARD JONES
January 19, 2007 - March 22, 2007
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
TRADIER BROKERAGE, INC.
CRD#: 104982 / SEC#: , 8-52972
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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