Glenn A. Grossman
Professional summary
Glenn Andrew Grossman is a registered financial professional currently at DINOSAUR FINANCIAL GROUP, L.L.C located in New York, New York.
Glenn is registered as a RR (Registered Representative) and started their career in finance in 1987. Glenn has worked at 7 firms and has passed the Series 66, Series 79TO, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Glenn Andrew Grossman's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 1, 2001 - Present
DINOSAUR FINANCIAL GROUP, L.L.C
Office #1: 33 Whitehall Street #1102, New York, NY 10004May 17, 2000 - August 11, 2000
PCH SECURITIES, INC.
December 11, 1995 - January 28, 2000
MINT BROKERS
March 20, 1992 - December 7, 1993
CANTOR FITZGERALD SHOKEN KAISHA LIMITED
December 24, 1991 - January 28, 2000
CANTOR FITZGERALD & CO.
September 7, 1991 - January 27, 2000
CANTOR FITZGERALD SECURITIES
July 25, 1987 - May 20, 1991
TULLETT & TOKYO SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/5/2010)
(3/6/2020)
(6/5/2002)
(7/15/2002)
(2/28/2020)
(5/6/2002)
(3/1/2010)
(3/22/2006)
(1/14/2010)
(12/15/2015)
(10/29/2020)
(1/28/2010)
(2/7/2024)
(2/1/2010)
(3/15/2001)
(3/3/2010)
(10/16/2020)
(1/4/2010)
(4/11/2006)
(1/22/2010)
(1/26/2010)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Nasdaq Stock Market
Current Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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