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FIRM PROFILE
Overview
CNL SECURITIES CORP. is located at 450 South Orange Avenue Suite 1300, Orlando, FL 32801 and was first established at Florida, Florida in 11/13/1979. After operating for 46 years, CNL SECURITIES CORP. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of CNL SECURITIES CORP.’s clients are individuals and 0% of their clients are high net worth individuals. CNL SECURITIES CORP. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at CNL SECURITIES CORP. are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access CNL SECURITIES CORP.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at CNL SECURITIES CORP.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for CNL SECURITIES CORP. Comes From
Understanding the Statistics for CNL SECURITIES CORP. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
450 South Orange Avenue Suite 1300, Orlando, FL 32801
P.o Box 4920, Orlando, FL 32802-4920
Small
(407) 650-1000
Florida since 11/13/1979
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| CNL FINANCIAL GROUP, INC. | PARENT COMPANY OF CNL SECURITIES CORP. | ||
| BOYCE, KATHLEEN ANNE | CHIEF COMPLIANCE OFFICER | 3086688 | |
| HELMS, BRACKSTON EDWARD | CO-PRESIDENT | 2730942 | |
| MUJA, GZIM | CO-PRESIDENT | 2916434 | |
| MUJA, GZIM | NATIONAL SALES DIRECTOR | 2916434 | |
| TURNER, TRACY JEANNE | CHIEF FINANCIAL OFFICER, FINOP & TREASURER | 6122300 |
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Advisor's working at CNL SECURITIES CORP.
Bradley Scott Yochum
Marguerita Parish Hardy
Casey Lynn Caldwell
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