GM
Gzim Muja
CNL SECURITIES
ORLANDO, FL 32801
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CRD#: 2916434
GM
Professional summary
Gzim Muja is a registered financial professional currently at CNL SECURITIES CORP. located in Orlando, Florida.
Gzim is registered as a RR (Registered Representative) and started their career in finance in 1998. Gzim has worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Gzim Muja's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 22, 2011 - Present
CNL SECURITIES CORP.
Office #1: 450 South Orange Avenue Suite 1300, Orlando, FL 32801BD
CRD#: 10356
ORLANDO, FL
Past
October 23, 2008 - February 22, 2011
ATEL SECURITIES CORPORATION
BD
CRD#: 17229
SAN FRANCISCO, CA
Past
January 1, 2005 - September 4, 2008
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
BD
CRD#: 7834
NEW YORK, NY
Past
October 12, 2004 - November 2, 2004
BNY ADVISORS
RIA
CRD#: 106108
MALVERN, PA
Past
September 29, 2004 - November 2, 2004
PERSHING LLC
RIA
CRD#: 7560
MALVERN, PA
Past
July 9, 2001 - March 26, 2002
VOYA INVESTMENTS DISTRIBUTOR, LLC
BD
CRD#: 37886
WINDSOR, CT
Past
April 8, 1998 - February 9, 2001
FAM DISTRIBUTORS, INC.
BD
CRD#: 4100
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/27/2024)
RR
Alaska(2/27/2024)
RR
Arizona(12/9/2013)
RR
Arkansas(2/27/2024)
RR
California(2/22/2011)
RR
Colorado(9/29/2016)
RR
Connecticut(2/27/2024)
RR
Delaware(2/27/2024)
RR
District of Columbia(2/27/2024)
RR
Florida(12/9/2019)
RR
Georgia(2/27/2024)
RR
Hawaii(2/27/2024)
RR
Idaho(2/27/2024)
RR
Illinois(2/27/2024)
RR
Indiana(2/27/2024)
RR
Iowa(2/27/2024)
RR
Kansas(2/27/2024)
RR
Kentucky(2/27/2024)
RR
Louisiana(2/27/2024)
RR
Maine(2/27/2024)
RR
Maryland(2/27/2024)
RR
Massachusetts(2/27/2024)
RR
Michigan(2/27/2024)
RR
Minnesota(2/27/2024)
RR
Mississippi(2/27/2024)
RR
Missouri(2/27/2024)
RR
Montana(2/27/2024)
RR
Nebraska(2/27/2024)
RR
Nevada(2/22/2011)
RR
New Hampshire(2/27/2024)
RR
New Jersey(2/27/2024)
RR
New Mexico(12/9/2013)
RR
New York(2/27/2024)
RR
North Carolina(2/27/2024)
RR
North Dakota(2/27/2024)
RR
Ohio(2/27/2024)
RR
Oklahoma(7/29/2016)
RR
Oregon(2/27/2024)
RR
Pennsylvania(2/27/2024)
RR
Puerto Rico(2/27/2024)
RR
Rhode Island(2/27/2024)
RR
South Carolina(2/27/2024)
RR
South Dakota(2/27/2024)
RR
Tennessee(2/27/2024)
RR
Texas(2/27/2024)
RR
Utah(9/29/2016)
RR
Vermont(2/27/2024)
RR
Virgin Islands(2/27/2024)
RR
Virginia(2/27/2024)
RR
Washington(2/27/2024)
RR
West Virginia(2/27/2024)
RR
Wisconsin(2/27/2024)
RR
Wyoming(9/30/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CNL SECURITIES CORP.
CENTENNIAL INVESTMENT COMPANY | CNL SECURITIES CORP. | CNL INVESTMENT COMPANY | CNL
CRD#: 10356 / SEC#: , 8-26901
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
450 South Orange Avenue Suite 1300, Orlando, FL 32801
Mailing Address
P.o Box 4920, Orlando, FL 32802-4920
Phone number
(407) 650-1000
Established
Florida since 11/13/1979
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CNL FINANCIAL GROUP, INC. | PARENT COMPANY OF CNL SECURITIES CORP. | |
| BOYCE, KATHLEEN ANNE | CHIEF COMPLIANCE OFFICER | 3086688 |
| HELMS, BRACKSTON EDWARD | CO-PRESIDENT | 2730942 |
| MUJA, GZIM | CO-PRESIDENT | 2916434 |
| MUJA, GZIM | NATIONAL SALES DIRECTOR | 2916434 |
| TURNER, TRACY JEANNE | CHIEF FINANCIAL OFFICER, FINOP & TREASURER | 6122300 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
