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FIRM PROFILE
Overview
FALLBROOK CAPITAL SECURITIES CORP. is located at 26610 Agoura Road Suite 120, Calabasas, CA 91302 and was first established at Los Angeles, Florida in 08/04/1999. After operating for 26 years, FALLBROOK CAPITAL SECURITIES CORP. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of FALLBROOK CAPITAL SECURITIES CORP.’s clients are individuals and 0% of their clients are high net worth individuals. FALLBROOK CAPITAL SECURITIES CORP. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at FALLBROOK CAPITAL SECURITIES CORP. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access FALLBROOK CAPITAL SECURITIES CORP.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at FALLBROOK CAPITAL SECURITIES CORP.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for FALLBROOK CAPITAL SECURITIES CORP. Comes From
Understanding the Statistics for FALLBROOK CAPITAL SECURITIES CORP. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
26610 Agoura Road Suite 120, Calabasas, CA 91302
26610 Agoura Road Suite 120, Calabasas, CA 91302
Small
(818) 657-6100
Florida since 08/04/1999
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
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Advisor's working at FALLBROOK CAPITAL SECURITIES CORP.
Carol Ann Kinzer
Wendy Cheryl Ellen
Christian Alexander Albacarys
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