Arthur L. Goetchius
Professional summary
Arthur Leroy Goetchius is a registered financial professional currently at WALL STREET ACCESS located in Port St. Lucie, Florida.
Arthur is registered as a RR (Registered Representative) and started their career in finance in 1985. Arthur has worked at 9 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, Series 79TO, SIE, Series 7, Series 53, Series 4, Series 8, Series 14, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Arthur Leroy Goetchius's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 7, 2005 - Present
WALL STREET ACCESS
Office #2: 100 Wall Street, Suite 804, New York, NY 10005Office #3: 766 Shrewsbury Avenue, Tinton Falls, NJ 07724December 6, 2011 - June 19, 2014
SS&C MARKET SERVICES, LLC
July 9, 2008 - January 14, 2013
WSA FIXED INCOME, LLC
January 14, 2003 - November 30, 2011
SS&C MARKET SERVICES, LLC
July 17, 1998 - January 25, 2001
EQUAVANT(BD) INC.
January 17, 1995 - August 6, 1998
EGS SECURITIES CORP.
August 5, 1994 - August 17, 1998
AMT CAPITAL SERVICES, INC.
March 18, 1994 - April 25, 1994
D. BLECH & COMPANY, INCORPORATED
August 10, 1993 - March 28, 1994
REICH & CO., INC.
April 19, 1990 - December 6, 1993
SS&C MARKET SERVICES, LLC
April 2, 1986 - July 29, 1993
WALL STREET ACCESS
July 15, 1985 - March 12, 1986
CREDIT AGRICOLE SECURITIES (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/8/2021)
(2/15/2005)
(3/8/2005)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 8
Date: 4/24/1991
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
WALL STREET ACCESS
CRD#: 10012 / SEC#: , 8-25936
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DPK SECURITIES, LLC | 98% OWNER/GENERAL PARTNER | |
| DENIS P. KELLEHER, LLC | 2% OWNER/GENERAL PARTNER | |
| GOETCHIUS, ARTHUR LEROY | CHIEF EXECUTIVE OFFICER | 1374251 |
| KELLEHER, SEAN MICHAEL | PRESIDENT | 1726997 |
| LAVIN, WILLIAM KANE JR | EXECUTIVE MANAGING DIRECTOR / ROSFP | 2703117 |
| MITCHELL, JOHN LOUIS | CHIEF FINANCIAL OFFICER / FINOP | 2193524 |
| O'CONNELL, JOHN PATRICK | ASSISTANT CONTROLLER | 4698479 |
| VISCOVICH, GREGORY DOMINIC | CHIEF COMPLIANCE OFFICER | 2621348 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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