Introducing Monitoring: A New Way to Stay Informed About Your Advisor

Making decisions about a financial advisor isn’t something you do once and forget. It’s an ongoing relationship, and we believe you deserve to stay informed at every step. That’s why we’re excited to introduce Advisor Monitoring, a new feature designed to make sure you don't miss any changes with your advisor's regulatory status, effortlessly. 

What is Advisor Monitoring? 

You can follow any advisor from the search tool or their profile. Once you've followed an advisor, we’ll send you free monthly email updates to let you know if they have any changes to look out for.  

You can visit your AdvisorCheck Dashboard to review any key changes to an advisor’s professional status. We monitor for updates related to the advisors you follow, including: 

• Job and firm changes 

• Changes to licensing or state registrations 

• Contact information or office address changes 

• Updates on regulatory disclosures 

We also include explainers in easy-to-understand terms, so you can get a sense of what these changes will mean to you. 

It’s simple, useful, and always in your control. 

Why It Matters 

An advisor's professional situation can change, sometimes unexpectedly. Advisor Monitoring helps you avoid surprises or finding out about updates long after they've happened. It proactively alerts you to important developments you might not even know to look for, eliminating the need for constant manual checks and the worry of missing something vital.

Whether you’re in the early stages of researching or have already chosen someone, this feature helps you stay confident and informed, automatically. 

Try It Out

• Search for an advisor you’re considering (or already working with)

•  Click “Follow” on their profile

•  Create an AdvisorCheck account or sign in

• That’s it! You’ll receive monthly email updates 

Ready to give it a try? Search for an advisor and follow them to start monitoring today!