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EJ

Eads Johnson Iii

CRD# 874904·Registered 1979 - 2026
Previously Registered: Being a previously registered professional could mean that Eads is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Eads Johnson III, who also goes by Eads Johnson, was a registered financial advisor. Eads was a previously registered financial professional and started their career in finance 1979 - 2026. Eads had worked at 6 firms and has passed the Series 63, SIE, Series 5, Series 7, Series 10 and Series 9 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Eads Johnson

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

47 years in the financial services industry

Current & Past Employments

CANDLEWOOD SECURITIES, LLC·CRD# 126042
BD
Cleveland, OH
June 2, 2014 - September 30, 2026
ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC·CRD# 135131
BD
Englewood, NJ
June 22, 2010 - May 30, 2014
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
April 2, 2007 - August 12, 2008
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
June 23, 2005 - April 2, 2007
MORGAN STANLEY MARKET PRODUCTS INC.·CRD# 19794
BD
New York, NY
September 2, 1993 - June 24, 2005
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
January 17, 1980 - June 24, 2005
MORGAN STANLEY & CO., INCORPORATED·CRD# 5203
BD
December 3, 1979 - February 27, 1980

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Current Firm

CS
CANDLEWOOD SECURITIES, LLC

CANDLEWOOD SECURITIES, LLC

CRD#: 126042 / SEC#: 8-65845
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

600 Superior Ave. E, Suite 1800, Cleveland, OH 44114

Mailing Address

600 Superior Ave. E, Suite 1800, Cleveland, OH 44114

Phone Number

(216) 472-6660

Established

Ohio since 09/09/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (9 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CANDLEWOOD HOLDINGS LLCPARENT HOLDING COMPANY OF CANDLEWOOD SECURITIES LLC—
DIJOHN, ANTHONY JOHNFINOP6370306
HOFFMAN, MATTHEW THOMASCHIEF COMPLIANCE OFFICER1144872
POLLACK, GLENN CRAIGCHIEF EXECUTIVE OFFICER, MANAGING MEMBER3155575

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1992About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 5 — Interest Rate Options Examination

Passed Jun 1982

Series 7 — General Securities Representative Examination

Passed Nov 1979About the Series 7 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Feb 2002About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jan 2002About the Series 9 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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